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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
-13.25%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$203M
AUM Growth
-$57.5M
(-22%)
Cap. Flow
-$22.3M
Cap. Flow
% of AUM
-10.95%
Top 10 Holdings %
Top 10 Hldgs %
63.99%
Holding
723
New
58
Increased
84
Reduced
132
Closed
73
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
|
+$12.3M |
| 2 |
Invesco S&P 500 Equal Weight Energy ETF
RSPG
|
+$12.3M |
| 3 |
Schwab US Large- Cap ETF
SCHX
|
+$11.3M |
| 4 |
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
|
+$5.02M |
| 5 |
Banner Corp
BANR
|
+$1.17M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
|
+$20.3M |
| 2 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$12.6M |
| 3 |
Global X MLP ETF
MLPA
|
+$11.1M |
| 4 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$7.94M |
| 5 |
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
|
+$4.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.49% |
| 2 | Industrials | 5.7% |
| 3 | Consumer Discretionary | 4.47% |
| 4 | Healthcare | 2.69% |
| 5 | Financials | 2.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Alphabet (Google) Class A
GOOGL
$4.38T
| $482K | 0.24% |
9,220
+400
| +5% | +$21.6K |
|
52
Progressive
PGR
$125B
| $456K | 0.22% |
7,565
| – | – |
|
|
53
Alphabet (Google) Class C
GOOG
$4.36T
| $448K | 0.22% |
8,660
| – | – |
|
54
Valmont Industries
VMI
$9.5B
| $444K | 0.22% |
4,000
| – | – |
|
|
JWN
55
DELISTED
Nordstrom
JWN
| $441K | 0.22% |
9,456
+6
| +0.1% | +$338 |
|
56
Palo Alto Networks
PANW
$293B
| $439K | 0.22% |
13,980
| – | – |
|
57
Vanguard Total International Bond ETF
BNDX
$82.1B
| $400K | 0.2% |
7,371
+167
| +2% | +$9.11K |
|
58
Verizon
VZ
$195B
| $387K | 0.19% |
6,884
-183
| -3% | -$10.4K |
|
59
Vanguard Morningstar Mid-Cap ETF
VO
$108B
| $378K | 0.19% |
10,928
-2,840
| -21% | -$107K |
|
|
OTEL
60
DELISTED
Otelco, Inc. Class A
OTEL
| $371K | 0.18% |
22,950
| – | – |
|
61
Applied Materials
AMAT
$419B
| $354K | 0.17% |
10,817
-124
| -1% | -$4.25K |
|
62
Comcast
CMCSA
$89.3B
| $352K | 0.17% |
10,332
-2,364
| -19% | -$86.3K |
|
63
Walmart Inc
WMT
$892B
| $349K | 0.17% |
11,241
+201
| +2% | +$6.44K |
|
|
PMM
64
Franklin Managed Municipal Income Trust
PMM
$270M
| $336K | 0.17% |
50,000
| – | – |
|
|
AFB
65
AllianceBernstein National Municipal Income Fund
AFB
$314M
| $328K | 0.16% |
27,000
| – | – |
|
|
EIM
66
Eaton Vance Municipal Bond Fund
EIM
$495M
| $317K | 0.16% |
28,100
-3,900
| -12% | -$43.4K |
|
67
Schwab US Large-Cap Growth ETF
SCHG
$62.1B
| $305K | 0.15% |
35,344
+6,848
| +24% | +$63.8K |
|
68
Abbott
ABT
$187B
| $294K | 0.14% |
4,069
-933
| -19% | -$65.6K |
|
69
Bank of America
BAC
$441B
| $294K | 0.14% |
11,931
-67
| -0.6% | -$1.82K |
|
70
iShares MSCI EAFE ETF
EFA
$79.4B
| $287K | 0.14% |
4,880
| – | – |
|
71
Pfizer
PFE
$149B
| $287K | 0.14% |
6,938
-1,307
| -16% | -$54.3K |
|
72
GE Aerospace
GE
$389B
| $278K | 0.14% |
7,671
+3,084
| +67% | +$139K |
|
73
Sprott Physical Gold
PHYS
$15.3B
| $276K | 0.14% |
26,784
| – | – |
|
74
Enbridge
ENB
$113B
| $273K | 0.13% |
8,796
+121
| +1% | +$3.89K |
|
75
SPDR Gold Trust
GLD
$138B
| $271K | 0.13% |
2,235
-66
| -3% | -$7.67K |
|
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Tradewinds Capital Management's Q4 2018 Portfolio in Review
As of Q4 2018, Tradewinds Capital Management held 723 positions worth $203M, down 22% from $261M the previous quarter. Its ten largest holdings account for 64% of the portfolio.
Tradewinds Capital Management withdrew a net $22.3M in Q4 2018, closing 73 positions and reducing 132 holdings. Its most notable exit was WisdomTree Dynamic Long/Short U.S. Equity Fund, an estimated $4.13M position sold in full.
By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Consumer Discretionary.
Against the trend, Tradewinds Capital Management opened a new position in Invesco S&P 500 Equal Weight Energy ETF worth $10.1M.
- Tradewinds Capital Management's largest Q4 2018 buy was Invesco S&P 500 Equal Weight Energy ETF: 233,430 shares worth $10.1M.
- Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q4 2018, an estimated $12.3M increase.
- Tradewinds Capital Management's biggest Q4 2018 reduction was Invesco S&P 500 Equal Weight Health Care ETF, cutting an estimated $20.3M.
- Tradewinds Capital Management fully exited WisdomTree Dynamic Long/Short U.S. Equity Fund in Q4 2018, selling an estimated $4.13M.
- Tradewinds Capital Management's ten largest holdings make up 64% of its $203M portfolio in Q4 2018.
- Tradewinds Capital Management opened 58 new positions and closed 73 in Q4 2018.
- Tradewinds Capital Management's portfolio value fell 22% quarter-over-quarter to $203M.
Based on Tradewinds Capital Management's 13F filing for Q4 2018, filed 31 Jan 2019.