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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
+7.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$261M
AUM Growth
+$22.2M
(+9.3%)
Cap. Flow
+$8.13M
Cap. Flow
% of AUM
3.12%
Top 10 Holdings %
Top 10 Hldgs %
62.75%
Holding
726
New
40
Increased
100
Reduced
89
Closed
61
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
|
+$19.5M |
| 2 |
Schwab U.S Small- Cap ETF
SCHA
|
+$13.4M |
| 3 |
Invesco S&P 500 Equal Weight Financials ETF
RSPF
|
+$13.2M |
| 4 |
Global X MLP ETF
MLPA
|
+$12.4M |
| 5 |
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
|
+$4.07M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
|
+$13.6M |
| 2 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$12.7M |
| 3 |
State Street SPDR S&P China ETF
GXC
|
+$12M |
| 4 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$9.97M |
| 5 |
Schwab US Mid-Cap ETF
SCHM
|
+$4.41M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.68% |
| 2 | Industrials | 5.45% |
| 3 | Consumer Discretionary | 4.16% |
| 4 | Healthcare | 2.77% |
| 5 | Financials | 1.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
JWN
51
DELISTED
Nordstrom
JWN
| $565K | 0.22% |
9,450
-156
| -2% | -$8.93K |
|
52
Vanguard Morningstar Mid-Cap ETF
VO
$108B
| $565K | 0.22% |
13,768
| – | – |
|
53
Valmont Industries
VMI
$9.5B
| $554K | 0.21% |
4,000
| – | – |
|
54
Progressive
PGR
$125B
| $537K | 0.21% |
7,565
| – | – |
|
55
Alphabet (Google) Class A
GOOGL
$4.38T
| $532K | 0.2% |
8,820
+260
| +3% | +$15.7K |
|
56
Palo Alto Networks
PANW
$293B
| $525K | 0.2% |
13,980
| – | – |
|
|
57
Alphabet (Google) Class C
GOOG
$4.36T
| $517K | 0.2% |
8,660
+100
| +1% | +$5.99K |
|
58
Procter & Gamble
PG
$342B
| $504K | 0.19% |
6,050
-97
| -2% | -$7.93K |
|
59
Comcast
CMCSA
$89.3B
| $450K | 0.17% |
12,696
+7
| +0.1% | +$248 |
|
60
Applied Materials
AMAT
$419B
| $423K | 0.16% |
10,941
-105
| -1% | -$4.64K |
|
|
OTEL
61
DELISTED
Otelco, Inc. Class A
OTEL
| $399K | 0.15% |
22,950
| – | – |
|
62
Vanguard Total International Bond ETF
BNDX
$82.1B
| $393K | 0.15% |
7,204
+19
| +0.3% | +$1.04K |
|
63
Verizon
VZ
$195B
| $377K | 0.14% |
7,067
+374
| +6% | +$19.8K |
|
|
EIM
64
Eaton Vance Municipal Bond Fund
EIM
$493M
| $369K | 0.14% |
32,000
| – | – |
|
65
Abbott
ABT
$187B
| $367K | 0.14% |
5,002
+536
| +12% | +$35.2K |
|
66
Bank of America
BAC
$441B
| $353K | 0.14% |
11,998
-239
| -2% | -$7.28K |
|
|
PMM
67
Franklin Managed Municipal Income Trust
PMM
$270M
| $346K | 0.13% |
50,000
| – | – |
|
68
Walmart Inc
WMT
$892B
| $346K | 0.13% |
11,040
+3
| +0% | +$92 |
|
69
Pfizer
PFE
$149B
| $345K | 0.13% |
8,245
+290
| +4% | +$11.2K |
|
|
AFB
70
AllianceBernstein National Municipal Income Fund
AFB
$314M
| $335K | 0.13% |
27,000
| – | – |
|
71
iShares MSCI EAFE ETF
EFA
$79.4B
| $332K | 0.13% |
4,880
| – | – |
|
72
CVS Health
CVS
$123B
| $319K | 0.12% |
4,049
-109
| -3% | -$7.79K |
|
73
3M
MMM
$93.2B
| $306K | 0.12% |
1,738
-5
| -0.3% | -$861 |
|
74
Schwab US Large-Cap Growth ETF
SCHG
$62.1B
| $292K | 0.11% |
28,496
+2,496
| +10% | +$24.9K |
|
75
ExxonMobil
XOM
$642B
| $284K | 0.11% |
3,335
+702
| +27% | +$57.4K |
|
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Tradewinds Capital Management's Q3 2018 Portfolio in Review
As of Q3 2018, Tradewinds Capital Management held 726 positions worth $261M, up 9.3% from $239M the previous quarter. Its ten largest holdings account for 63% of the portfolio.
Tradewinds Capital Management deployed $8.13M of net new capital in Q3 2018, opening 40 new positions and adding to 100 existing holdings. Its largest new stake was Global X MLP ETF: 212,625 shares worth $12.2M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, an estimated $13.6M trimmed.
- Tradewinds Capital Management's largest Q3 2018 buy was Global X MLP ETF: 212,625 shares worth $12.2M.
- Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q3 2018, an estimated $19.5M increase.
- Tradewinds Capital Management's biggest Q3 2018 reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, cutting an estimated $13.6M.
- Tradewinds Capital Management fully exited Managed Duration Inv Grd Muni Fd in Q3 2018, selling an estimated $368K.
- Tradewinds Capital Management's ten largest holdings make up 63% of its $261M portfolio in Q3 2018.
- Tradewinds Capital Management opened 40 new positions and closed 61 in Q3 2018.
- Tradewinds Capital Management's portfolio value rose 9.3% quarter-over-quarter to $261M.
Based on Tradewinds Capital Management's 13F filing for Q3 2018, filed 31 Oct 2018.