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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$1.48M
Cap. Flow %
-0.72%
Top 10 Hldgs %
56.5%
Holding
787
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

Rank Stock Value
1
EWP icon
iShares MSCI Spain ETF
EWP
+$12.1M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$5.5M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.85M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.84M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.74M

Top Sells

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11.6M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.59M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$920K

Sector Composition

Rank Sector Weight
1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
51
Walt Disney
DIS
$167B
$545K 0.27%
5,074
+2
+0% +$206
AFB
52
AllianceBernstein National Municipal Income Fund
AFB
$313M
$534K 0.26%
39,856
-8,100
-17% -$111K
VO icon
53
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$533K 0.26%
13,768
– –
META icon
54
Meta Platforms (Facebook)
META
$1.42T
$530K 0.26%
3,005
-76
-2% -$13.4K
CMCSA icon
55
Comcast
CMCSA
$85B
$511K 0.25%
12,767
+623
+5% +$23.4K
JWN
56
DELISTED
Nordstrom
JWN
$459K 0.22%
9,695
-143
-1% -$6.16K
GOOGL icon
57
Alphabet (Google) Class A
GOOGL
$4.36T
$446K 0.22%
8,460
-100
-1% -$5.16K
PMM
58
Franklin Managed Municipal Income Trust
PMM
$267M
$438K 0.21%
59,120
-15,000
-20% -$112K
GOOG icon
59
Alphabet (Google) Class C
GOOG
$4.36T
$433K 0.21%
8,280
+20
+0.2% +$1.02K
PGR icon
60
Progressive
PGR
$123B
$426K 0.21%
7,565
– –
EIM
61
Eaton Vance Municipal Bond Fund
EIM
$491M
$400K 0.2%
32,000
– –
TRP icon
62
TC Energy
TRP
$70.2B
$390K 0.19%
8,014
-1,000
-11% -$48.8K
MZF
63
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$389K 0.19%
28,946
-3,650
-11% -$49.5K
BNDX icon
64
Vanguard Total International Bond ETF
BNDX
$81.9B
$385K 0.19%
7,082
+37
+0.5% +$2.03K
WMT icon
65
Walmart Inc
WMT
$885B
$368K 0.18%
11,175
-27
-0.2% -$826
BAC icon
66
Bank of America
BAC
$435B
$364K 0.18%
12,336
-459
-4% -$12.7K
VZ icon
67
Verizon
VZ
$195B
$338K 0.16%
6,394
-729
-10% -$35.8K
EWG icon
68
iShares MSCI Germany ETF
EWG
$1.59B
$336K 0.16%
10,177
-149
-1% -$4.91K
EFA icon
69
iShares MSCI EAFE ETF
EFA
$78B
$332K 0.16%
4,715
– –
CVS icon
70
CVS Health
CVS
$133B
$329K 0.16%
4,543
+104
+2% +$7.56K
ENB icon
71
Enbridge
ENB
$119B
$328K 0.16%
8,380
-4,114
-33% -$158K
IBM icon
72
IBM
IBM
$211B
$318K 0.16%
2,168
-7
-0.3% -$1.02K
GE icon
73
GE Aerospace
GE
$374B
$316K 0.15%
3,774
+445
+13% +$42.5K
PFE icon
74
Pfizer
PFE
$143B
$316K 0.15%
9,190
+568
+7% +$19.4K
PEP icon
75
PepsiCo
PEP
$190B
$307K 0.15%
2,560
-124
-5% -$14.2K
1 2
3
4 5

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Tradewinds Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Tradewinds Capital Management held 787 positions worth $205M, up 4.6% from $196M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2017 filing shows 95 new, 97 increased, 106 reduced and 51 closed positions. Its largest new stake was iShares MSCI Spain ETF: 366,707 shares worth $12M. The largest sale was Invesco S&P 500 Equal Weight Financials ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2017 buy was iShares MSCI Spain ETF: 366,707 shares worth $12M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Europe ETF in Q4 2017, an estimated $5.5M increase.
  • Tradewinds Capital Management's biggest Q4 2017 reduction was Invesco S&P 500 Equal Weight Financials ETF, cutting an estimated $11.6M.
  • Tradewinds Capital Management fully exited Fortis in Q4 2017, selling an estimated $116K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $205M portfolio in Q4 2017.
  • Tradewinds Capital Management opened 95 new positions and closed 51 in Q4 2017.
  • Tradewinds Capital Management's portfolio value rose 4.6% quarter-over-quarter to $205M.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.