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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
51
Meta Platforms (Facebook)
META
$1.42T
$526K 0.27%
3,081
-474
-13% -$79.1K
V icon
52
Visa
V
$684B
$524K 0.27%
4,976
-5
-0.1% -$507
ENB icon
53
Enbridge
ENB
$119B
$523K 0.27%
12,494
-1,392
-10% -$56.6K
VO icon
54
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$506K 0.26%
13,768
-1,240
-8% -$44.7K
DIS icon
55
Walt Disney
DIS
$167B
$500K 0.26%
5,072
-140
-3% -$14.4K
CMCSA icon
56
Comcast
CMCSA
$85B
$467K 0.24%
12,144
+1
+0% +$39
JWN
57
DELISTED
Nordstrom
JWN
$464K 0.24%
9,838
-353
-3% -$16.4K
MZF
58
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$449K 0.23%
32,596
– –
TRP icon
59
TC Energy
TRP
$70.2B
$446K 0.23%
9,014
– –
GOOGL icon
60
Alphabet (Google) Class A
GOOGL
$4.36T
$417K 0.21%
8,560
-600
-7% -$28.5K
EIM
61
Eaton Vance Municipal Bond Fund
EIM
$491M
$406K 0.21%
32,000
– –
GOOG icon
62
Alphabet (Google) Class C
GOOG
$4.36T
$396K 0.2%
8,260
-1,000
-11% -$46.6K
SCHF icon
63
Schwab International Equity ETF
SCHF
$66.6B
$392K 0.2%
23,432
-9,942
-30% -$162K
GE icon
64
GE Aerospace
GE
$374B
$386K 0.2%
3,329
+251
+8% +$30.3K
GLTR icon
65
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.47B
$386K 0.2%
6,095
+72
+1% +$4.57K
BNDX icon
66
Vanguard Total International Bond ETF
BNDX
$81.9B
$385K 0.2%
7,045
+18
+0.3% +$982
USB icon
67
US Bancorp
USB
$98.2B
$384K 0.2%
9,002
+5,379
+148% +$281K
PGR icon
68
Progressive
PGR
$123B
$366K 0.19%
7,565
– –
CVS icon
69
CVS Health
CVS
$133B
$361K 0.18%
4,439
+3
+0.1% +$237
VZ icon
70
Verizon
VZ
$195B
$353K 0.18%
7,123
-995
-12% -$46.8K
BYM
71
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$345K 0.18%
23,497
– –
EWG icon
72
iShares MSCI Germany ETF
EWG
$1.59B
$335K 0.17%
+10,326
New +$321K
SCHX icon
73
Schwab US Large- Cap ETF
SCHX
$71.8B
$329K 0.17%
32,922
-970,182
-97% -$9.52M
BAC icon
74
Bank of America
BAC
$435B
$325K 0.17%
12,795
+340
+3% +$8.25K
EFA icon
75
iShares MSCI EAFE ETF
EFA
$78B
$323K 0.16%
4,715
– –
1 2
3
4 5

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PDL
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Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.