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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$190M
AUM Growth
+$31.3M
Cap. Flow
+$28.2M
Cap. Flow %
14.86%
Top 10 Hldgs %
53.19%
Holding
761
New
86
Increased
97
Reduced
144
Closed
79

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$10M
2
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$9.94M
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$9.86M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$9.81M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$9.81M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$15.4M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.78M
3
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$4.32M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$3.88M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$3.15M

Sector Composition

Rank Sector Weight
1 Technology 19.15%
2 Industrials 6.04%
3 Consumer Discretionary 4.17%
4 Healthcare 3.28%
5 Financials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENB icon
51
Enbridge
ENB
$120B
$553K 0.29%
13,886
-169
-1% -$6.8K
META icon
52
Meta Platforms (Facebook)
META
$1.49T
$537K 0.28%
3,555
-45
-1% -$6.69K
VO icon
53
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$535K 0.28%
15,008
+80
+0.5% +$2.83K
CVX icon
54
Chevron
CVX
$382B
$534K 0.28%
5,116
-73
-1% -$7.73K
SCHF icon
55
Schwab International Equity ETF
SCHF
$64.9B
$530K 0.28%
33,374
-993,978
-97% -$15.4M
AMAT icon
56
Applied Materials
AMAT
$347B
$501K 0.26%
12,126
-742
-6% -$31.5K
JWN
57
DELISTED
Nordstrom
JWN
$487K 0.26%
10,191
+6
+0.1% +$273
CMCSA icon
58
Comcast
CMCSA
$87.3B
$473K 0.25%
12,143
-307
-2% -$12.1K
V icon
59
Visa
V
$677B
$467K 0.25%
4,981
-81
-2% -$7.52K
MZF
60
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$450K 0.24%
32,596
– –
TRP icon
61
TC Energy
TRP
$70.1B
$430K 0.23%
9,014
-500
-5% -$23.5K
GOOGL icon
62
Alphabet (Google) Class A
GOOGL
$4.12T
$426K 0.22%
9,160
-140
-2% -$6.55K
GOOG icon
63
Alphabet (Google) Class C
GOOG
$4.11T
$421K 0.22%
9,260
-200
-2% -$9.16K
EIM
64
Eaton Vance Municipal Bond Fund
EIM
$494M
$406K 0.21%
32,000
– –
GE icon
65
GE Aerospace
GE
$364B
$398K 0.21%
3,078
-266
-8% -$36.5K
BNDX icon
66
Vanguard Total International Bond ETF
BNDX
$82B
$382K 0.2%
7,027
+18
+0.3% +$981
IBM icon
67
IBM
IBM
$213B
$374K 0.2%
2,544
-102
-4% -$15.4K
GLTR icon
68
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.45B
$372K 0.2%
6,023
-462
-7% -$29K
VZ icon
69
Verizon
VZ
$197B
$363K 0.19%
8,118
+1,616
+25% +$75.3K
CVS icon
70
CVS Health
CVS
$135B
$357K 0.19%
4,436
-433
-9% -$34.2K
BYM
71
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$340K 0.18%
23,497
– –
PGR icon
72
Progressive
PGR
$128B
$334K 0.18%
7,565
– –
SCHG icon
73
Schwab US Large-Cap Growth ETF
SCHG
$58.2B
$327K 0.17%
41,392
-144,688
-78% -$1.13M
PEP icon
74
PepsiCo
PEP
$196B
$317K 0.17%
2,745
+77
+3% +$8.83K
EFA icon
75
iShares MSCI EAFE ETF
EFA
$76.4B
$307K 0.16%
4,715
+20
+0.4% +$1.29K
1 2
3
4 5

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Tradewinds Capital Management's Q2 2017 Portfolio in Review

As of Q2 2017, Tradewinds Capital Management held 761 positions worth $190M, up 20% from $159M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Tradewinds Capital Management deployed $28.2M of net new capital in Q2 2017, opening 86 new positions and adding to 97 existing holdings. Its largest new stake was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $15.4M trimmed.

  • Tradewinds Capital Management's largest Q2 2017 buy was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q2 2017, an estimated $9.37M increase.
  • Tradewinds Capital Management's biggest Q2 2017 reduction was Schwab International Equity ETF, cutting an estimated $15.4M.
  • Tradewinds Capital Management fully exited Autodesk in Q2 2017, selling an estimated $114K.
  • Tradewinds Capital Management's ten largest holdings make up 53% of its $190M portfolio in Q2 2017.
  • Tradewinds Capital Management opened 86 new positions and closed 79 in Q2 2017.
  • Tradewinds Capital Management's portfolio value rose 20% quarter-over-quarter to $190M.

Based on Tradewinds Capital Management's 13F filing for Q2 2017, filed 1 Aug 2017.