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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.44%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$159M
AUM Growth
+$7.07M
Cap. Flow
-$559K
Cap. Flow %
-0.35%
Top 10 Hldgs %
47.31%
Holding
772
New
100
Increased
124
Reduced
105
Closed
71

Top Buys

Rank Stock Value
1
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$967K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$854K
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$499K
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$462K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.41M
2
SE
Spectra Energy Corp Wi
SE
+$365K
3
MA icon
Mastercard
MA
+$330K
4
STJ
St Jude Medical
STJ
+$314K
5
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$268K

Sector Composition

Rank Sector Weight
1 Technology 22.62%
2 Industrials 6.96%
3 Consumer Discretionary 5.23%
4 Healthcare 3.99%
5 Financials 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VO icon
51
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$520K 0.33%
14,928
– –
META icon
52
Meta Platforms (Facebook)
META
$1.42T
$511K 0.32%
3,600
+30
+0.8% +$4.01K
DE icon
53
Deere & Co
DE
$160B
$508K 0.32%
4,667
+1
+0% +$108
AMAT icon
54
Applied Materials
AMAT
$403B
$501K 0.32%
12,868
-318
-2% -$11.4K
GE icon
55
GE Aerospace
GE
$374B
$478K 0.3%
3,344
+418
+14% +$60.5K
JWN
56
DELISTED
Nordstrom
JWN
$474K 0.3%
10,185
+7
+0.1% +$313
CMCSA icon
57
Comcast
CMCSA
$85B
$468K 0.29%
12,450
-728
-6% -$27K
V icon
58
Visa
V
$684B
$450K 0.28%
5,062
+98
+2% +$8.43K
IBM icon
59
IBM
IBM
$211B
$441K 0.28%
2,646
+190
+8% +$31.9K
TRP icon
60
TC Energy
TRP
$70.2B
$439K 0.28%
9,514
-300
-3% -$14K
MZF
61
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$430K 0.27%
32,596
– –
GLTR icon
62
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.47B
$412K 0.26%
6,485
+992
+18% +$61.5K
EIM
63
Eaton Vance Municipal Bond Fund
EIM
$491M
$402K 0.25%
32,000
– –
GOOGL icon
64
Alphabet (Google) Class A
GOOGL
$4.36T
$394K 0.25%
9,300
+100
+1% +$4.21K
GOOG icon
65
Alphabet (Google) Class C
GOOG
$4.36T
$392K 0.25%
9,460
-280
-3% -$11.5K
CVS icon
66
CVS Health
CVS
$133B
$382K 0.24%
4,869
+3
+0.1% +$240
BNDX icon
67
Vanguard Total International Bond ETF
BNDX
$81.9B
$379K 0.24%
7,009
+12
+0.2% +$647
XOM icon
68
ExxonMobil
XOM
$644B
$346K 0.22%
4,217
-485
-10% -$40.5K
BYM
69
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$328K 0.21%
23,497
– –
VZ icon
70
Verizon
VZ
$195B
$317K 0.2%
6,502
+2,718
+72% +$136K
PEP icon
71
PepsiCo
PEP
$190B
$298K 0.19%
2,668
+775
+41% +$83.1K
PGR icon
72
Progressive
PGR
$123B
$296K 0.19%
7,565
– –
EFA icon
73
iShares MSCI EAFE ETF
EFA
$78B
$292K 0.18%
4,695
-511
-10% -$30.9K
BAC icon
74
Bank of America
BAC
$435B
$291K 0.18%
12,354
– –
WMT icon
75
Walmart Inc
WMT
$885B
$283K 0.18%
11,796
-1,548
-12% -$35.6K
1 2
3
4 5

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PDL
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Tradewinds Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, Tradewinds Capital Management held 772 positions worth $159M, up 4.7% from $152M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q1 2017 filing shows 100 new, 124 increased, 105 reduced and 71 closed positions. Its largest new stake was Fortis: 3,249 shares worth $108K. The largest sale was Schwab US Large-Cap Growth ETF, an estimated $3.41M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q1 2017 buy was Fortis: 3,249 shares worth $108K.
  • Tradewinds Capital Management added most to Schwab US Large-Cap Value ETF in Q1 2017, an estimated $1.8M increase.
  • Tradewinds Capital Management's biggest Q1 2017 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $3.41M.
  • Tradewinds Capital Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $365K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $159M portfolio in Q1 2017.
  • Tradewinds Capital Management opened 100 new positions and closed 71 in Q1 2017.
  • Tradewinds Capital Management's portfolio value rose 4.7% quarter-over-quarter to $159M.

Based on Tradewinds Capital Management's 13F filing for Q1 2017, filed 3 May 2017.