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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$152M
AUM Growth
+$9.04M
Cap. Flow
+$6.47M
Cap. Flow %
4.27%
Top 10 Hldgs %
46.95%
Holding
751
New
52
Increased
103
Reduced
132
Closed
96

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$13.2M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$6.66M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.34M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.2M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$429K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$12.1M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.23M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.19M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.15M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 22.06%
2 Industrials 6.93%
3 Consumer Discretionary 4.93%
4 Healthcare 4.08%
5 Financials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JWN
51
DELISTED
Nordstrom
JWN
$488K 0.32%
10,178
-142
-1% -$7.71K
DE icon
52
Deere & Co
DE
$167B
$481K 0.32%
4,666
-80
-2% -$7.52K
WFC icon
53
Wells Fargo
WFC
$270B
$461K 0.3%
8,361
+2,910
+53% +$146K
CMCSA icon
54
Comcast
CMCSA
$87.7B
$455K 0.3%
13,178
-314
-2% -$10.5K
GE icon
55
GE Aerospace
GE
$396B
$443K 0.29%
2,926
-17
-0.6% -$2.47K
TRP icon
56
TC Energy
TRP
$67.6B
$443K 0.29%
9,814
-350
-3% -$15.9K
MZF
57
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$428K 0.28%
32,596
– –
AMAT icon
58
Applied Materials
AMAT
$429B
$426K 0.28%
13,186
-1,889
-13% -$57.5K
XOM icon
59
ExxonMobil
XOM
$635B
$424K 0.28%
4,702
-420
-8% -$36.7K
META icon
60
Meta Platforms (Facebook)
META
$1.51T
$411K 0.27%
3,570
-441
-11% -$54.2K
EIM
61
Eaton Vance Municipal Bond Fund
EIM
$494M
$397K 0.26%
32,000
+19,500
+156% +$247K
IBM icon
62
IBM
IBM
$221B
$390K 0.26%
2,456
+41
+2% +$6.25K
V icon
63
Visa
V
$692B
$387K 0.26%
4,964
-50
-1% -$4.02K
CVS icon
64
CVS Health
CVS
$123B
$384K 0.25%
4,866
-58
-1% -$4.69K
BNDX icon
65
Vanguard Total International Bond ETF
BNDX
$82.3B
$380K 0.25%
6,997
+75
+1% +$4.11K
GOOG icon
66
Alphabet (Google) Class C
GOOG
$4.64T
$376K 0.25%
9,740
+580
+6% +$22.6K
GOOGL icon
67
Alphabet (Google) Class A
GOOGL
$4.66T
$365K 0.24%
9,200
-440
-5% -$17.6K
SE
68
DELISTED
Spectra Energy Corp Wi
SE
$365K 0.24%
8,882
+172
+2% +$7.13K
BYM
69
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$326K 0.21%
23,497
– –
MA icon
70
Mastercard
MA
$505B
$322K 0.21%
3,120
+3,080
+7,700% +$319K
GLTR icon
71
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.59B
$316K 0.21%
+5,493
New +$335K
STJ
72
DELISTED
St Jude Medical
STJ
$314K 0.21%
3,920
– –
WMT icon
73
Walmart Inc
WMT
$894B
$307K 0.2%
13,344
+537
+4% +$12.5K
EFA icon
74
iShares MSCI EAFE ETF
EFA
$79.7B
$301K 0.2%
5,206
+11
+0.2% +$634
CEV
75
Eaton Vance California Municipal Income Trust
CEV
$71.7M
$274K 0.18%
22,300
– –
1 2
3
4 5

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AAS
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MCM
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Tradewinds Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Tradewinds Capital Management held 751 positions worth $152M, up 6.3% from $143M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management deployed $6.47M of net new capital in Q4 2016, opening 52 new positions and adding to 103 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab US REIT ETF, an estimated $12.1M trimmed.

  • Tradewinds Capital Management's largest Q4 2016 buy was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q4 2016, an estimated $13.2M increase.
  • Tradewinds Capital Management's biggest Q4 2016 reduction was Schwab US REIT ETF, cutting an estimated $12.1M.
  • Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q4 2016, selling an estimated $442K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $152M portfolio in Q4 2016.
  • Tradewinds Capital Management opened 52 new positions and closed 96 in Q4 2016.
  • Tradewinds Capital Management's portfolio value rose 6.3% quarter-over-quarter to $152M.

Based on Tradewinds Capital Management's 13F filing for Q4 2016, filed 3 Feb 2017.