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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.04%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$952K
Cap. Flow %
-0.67%
Top 10 Hldgs %
47.3%
Holding
738
New
90
Increased
138
Reduced
68
Closed
44

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.84M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.44M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$675K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$606K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$487K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.15M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
+$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$967K
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
5
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$867K

Sector Composition

Rank Sector Weight
1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRP icon
51
TC Energy
TRP
$68.1B
$483K 0.34%
10,164
– –
MZF
52
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$468K 0.33%
32,596
-1,000
-3% -$14.5K
AMAT icon
53
Applied Materials
AMAT
$434B
$455K 0.32%
15,075
-219
-1% -$6.11K
CMCSA icon
54
Comcast
CMCSA
$88.5B
$448K 0.31%
13,492
+988
+8% +$32.9K
XOM icon
55
ExxonMobil
XOM
$638B
$447K 0.31%
5,122
+1,533
+43% +$136K
CVS icon
56
CVS Health
CVS
$133B
$438K 0.31%
4,924
+2
+0% +$189
DHR icon
57
Danaher
DHR
$137B
$426K 0.3%
6,123
-1,953
-24% -$138K
GE icon
58
GE Aerospace
GE
$391B
$418K 0.29%
2,943
+588
+25% +$87.7K
V icon
59
Visa
V
$690B
$415K 0.29%
5,014
+35
+0.7% +$2.8K
DE icon
60
Deere & Co
DE
$167B
$405K 0.28%
4,746
– –
BNDX icon
61
Vanguard Total International Bond ETF
BNDX
$82.3B
$388K 0.27%
6,922
+20
+0.3% +$1.12K
GOOGL icon
62
Alphabet (Google) Class A
GOOGL
$4.62T
$388K 0.27%
9,640
-720
-7% -$28.2K
SCHF icon
63
Schwab International Equity ETF
SCHF
$68.1B
$387K 0.27%
26,908
-13,408
-33% -$189K
SE
64
DELISTED
Spectra Energy Corp Wi
SE
$372K 0.26%
8,710
– –
BYM
65
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$368K 0.26%
23,497
-29,450
-56% -$464K
IBM icon
66
IBM
IBM
$222B
$367K 0.26%
2,415
+2
+0.1% +$304
GOOG icon
67
Alphabet (Google) Class C
GOOG
$4.59T
$356K 0.25%
9,160
+760
+9% +$28.9K
PANW icon
68
Palo Alto Networks
PANW
$299B
$331K 0.23%
12,480
– –
PFE icon
69
Pfizer
PFE
$145B
$313K 0.22%
9,745
+1,519
+18% +$50.8K
STJ
70
DELISTED
St Jude Medical
STJ
$313K 0.22%
3,920
– –
CEV
71
Eaton Vance California Municipal Income Trust
CEV
$71.7M
$308K 0.22%
22,300
– –
WMT icon
72
Walmart Inc
WMT
$888B
$308K 0.22%
12,807
+303
+2% +$7.35K
EFA icon
73
iShares MSCI EAFE ETF
EFA
$79.3B
$307K 0.22%
5,195
+5,116
+6,476% +$297K
VMO icon
74
Invesco Municipal Opportunity Trust
VMO
$650M
$299K 0.21%
21,000
– –
VZ icon
75
Verizon
VZ
$195B
$299K 0.21%
5,748
+167
+3% +$8.96K
1 2
3
4 5

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Tradewinds Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tradewinds Capital Management held 738 positions worth $143M, up 2.2% from $140M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q3 2016 filing shows 90 new, 138 increased, 68 reduced and 44 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K. The largest sale was Microsoft, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2016 buy was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K.
  • Tradewinds Capital Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $1.84M increase.
  • Tradewinds Capital Management's biggest Q3 2016 reduction was Microsoft, cutting an estimated $1.15M.
  • Tradewinds Capital Management fully exited NUVEEN INVESTMENT QLTY MUNI FD in Q3 2016, selling an estimated $1.02M.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $143M portfolio in Q3 2016.
  • Tradewinds Capital Management opened 90 new positions and closed 44 in Q3 2016.
  • Tradewinds Capital Management's portfolio value rose 2.2% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.