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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$140M
AUM Growth
-$7.22M
Cap. Flow
-$9.67M
Cap. Flow %
-6.93%
Top 10 Hldgs %
46.3%
Holding
722
New
87
Increased
108
Reduced
87
Closed
60

Top Buys

Rank Stock Value
1
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.45M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.45M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$1.12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$925K
5
SCHH icon
Schwab US REIT ETF
SCHH
+$583K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.98M
2
VKI icon
Invesco Advantage Municipal Income Trust II
VKI
+$1.65M
3
MSFT icon
Microsoft
MSFT
+$950K
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$895K
5
MUS
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
+$674K

Sector Composition

Rank Sector Weight
1 Technology 21.88%
2 Industrials 7.09%
3 Healthcare 5.09%
4 Consumer Discretionary 5.05%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAFD icon
51
WaFd
WAFD
$2.72B
$583K 0.42%
24,036
+882
+4% +$21.2K
DHR icon
52
Danaher
DHR
$137B
$548K 0.39%
8,076
– –
SCHF icon
53
Schwab International Equity ETF
SCHF
$66.6B
$546K 0.39%
40,316
-15,924
-28% -$218K
MZF
54
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$495K 0.35%
33,596
– –
BRK.B icon
55
Berkshire Hathaway Class B
BRK.B
$1.1T
$492K 0.35%
3,399
-73
-2% -$10.4K
NAD icon
56
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$491K 0.35%
31,397
– –
NZF icon
57
Nuveen Municipal Credit Income Fund
NZF
$2.4B
– –
0
– –
MFT
58
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$477K 0.34%
30,541
-5,058
-14% -$75.9K
CVS icon
59
CVS Health
CVS
$133B
$471K 0.34%
4,922
+42
+0.9% +$4.19K
VO icon
60
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$461K 0.33%
14,928
– –
TRP icon
61
TC Energy
TRP
$70.2B
$460K 0.33%
10,164
– –
CMCSA icon
62
Comcast
CMCSA
$85B
$408K 0.29%
12,504
– –
JWN
63
DELISTED
Nordstrom
JWN
$400K 0.29%
10,514
+140
+1% +$6.21K
EMC
64
DELISTED
EMC CORPORATION
EMC
$392K 0.28%
14,426
+5
+0% +$135
DE icon
65
Deere & Co
DE
$160B
$385K 0.28%
4,746
-135
-3% -$11.1K
BNDX icon
66
Vanguard Total International Bond ETF
BNDX
$81.9B
$384K 0.28%
6,902
+21
+0.3% +$1.15K
V icon
67
Visa
V
$684B
$369K 0.26%
4,979
+73
+1% +$5.72K
AMAT icon
68
Applied Materials
AMAT
$403B
$367K 0.26%
15,294
+1
+0% +$22
GOOGL icon
69
Alphabet (Google) Class A
GOOGL
$4.36T
$364K 0.26%
10,360
+1,540
+17% +$56.5K
GE icon
70
GE Aerospace
GE
$374B
$355K 0.25%
2,355
+86
+4% +$12.5K
IBM icon
71
IBM
IBM
$211B
$350K 0.25%
2,413
+35
+1% +$5.01K
XOM icon
72
ExxonMobil
XOM
$644B
$336K 0.24%
3,589
+1,193
+50% +$105K
SE
73
DELISTED
Spectra Energy Corp Wi
SE
$319K 0.23%
8,710
+580
+7% +$18.5K
CEV
74
Eaton Vance California Municipal Income Trust
CEV
$70.7M
$316K 0.23%
22,300
– –
VMO icon
75
Invesco Municipal Opportunity Trust
VMO
$651M
$313K 0.22%
21,000
-13,700
-39% -$196K
1 2
3
4 5

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GWAG
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PDL
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AAS
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MCM
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KF
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Tradewinds Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, Tradewinds Capital Management held 722 positions worth $140M, down 4.9% from $147M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management withdrew a net $9.67M in Q2 2016, closing 60 positions and reducing 87 holdings. Its most notable exit was Invesco Advantage Municipal Income Trust II, an estimated $1.65M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in ProShares UltraPro Short QQQ worth $92K.

  • Tradewinds Capital Management's largest Q2 2016 buy was ProShares UltraPro Short QQQ: 1 share worth $92K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 400 Mid Cap Value ETF in Q2 2016, an estimated $1.45M increase.
  • Tradewinds Capital Management's biggest Q2 2016 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $2.98M.
  • Tradewinds Capital Management fully exited Invesco Advantage Municipal Income Trust II in Q2 2016, selling an estimated $1.65M.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $140M portfolio in Q2 2016.
  • Tradewinds Capital Management opened 87 new positions and closed 60 in Q2 2016.
  • Tradewinds Capital Management's portfolio value fell 4.9% quarter-over-quarter to $140M.

Based on Tradewinds Capital Management's 13F filing for Q2 2016, filed 29 Jul 2016.