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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$147M
AUM Growth
+$8.37M
Cap. Flow
+$5.23M
Cap. Flow %
3.57%
Top 10 Hldgs %
45.23%
Holding
735
New
48
Increased
116
Reduced
88
Closed
100

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.27M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.1M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.07M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$930K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$461K

Top Sells

Rank Stock Value
1
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.5M
2
MSFT icon
Microsoft
MSFT
+$1.23M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$418K
4
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
+$178K
5
VMI icon
Valmont Industries
VMI
+$111K

Sector Composition

Rank Sector Weight
1 Technology 23.15%
2 Industrials 6.7%
3 Consumer Discretionary 4.9%
4 Healthcare 4.42%
5 Consumer Staples 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIE
51
DELISTED
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST
BIE
$608K 0.41%
38,002
– –
AMZN icon
52
Amazon
AMZN
$2.93T
$606K 0.41%
20,420
+1,680
+9% +$47.7K
JWN
53
DELISTED
Nordstrom
JWN
$593K 0.4%
10,374
+230
+2% +$11.9K
NIO
54
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$578K 0.39%
39,258
+1,698
+5% +$24.7K
PG icon
55
Procter & Gamble
PG
$341B
$571K 0.39%
6,938
+368
+6% +$29.7K
PMM
56
Franklin Managed Municipal Income Trust
PMM
$270M
$567K 0.39%
74,120
– –
WAFD icon
57
WaFd
WAFD
$2.78B
$524K 0.36%
23,154
-150
-0.6% -$3.25K
MFT
58
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$519K 0.35%
35,599
– –
META icon
59
Meta Platforms (Facebook)
META
$1.5T
$518K 0.35%
4,540
+195
+4% +$20.6K
DHR icon
60
Danaher
DHR
$139B
$515K 0.35%
8,076
– –
BSD
61
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$509K 0.35%
35,000
– –
CVS icon
62
CVS Health
CVS
$124B
$506K 0.34%
4,880
-188
-4% -$18.3K
BRK.B icon
63
Berkshire Hathaway Class B
BRK.B
$1.13T
$493K 0.34%
3,472
-294
-8% -$39K
VMO icon
64
Invesco Municipal Opportunity Trust
VMO
$658M
$484K 0.33%
34,700
– –
MZF
65
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$468K 0.32%
33,596
– –
NAD icon
66
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$464K 0.32%
31,397
– –
VO icon
67
Vanguard Morningstar Mid-Cap ETF
VO
$108B
$452K 0.31%
14,928
– –
TRP icon
68
TC Energy
TRP
$66.5B
$400K 0.27%
10,164
+350
+4% +$12.3K
VCV icon
69
Invesco California Value Municipal Income Trust
VCV
$520M
$391K 0.27%
28,200
– –
BBF
70
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$391K 0.27%
25,237
+9
+0% +$133
EMC
71
DELISTED
EMC CORPORATION
EMC
$384K 0.26%
14,421
-69
-0.5% -$1.75K
CMCSA icon
72
Comcast
CMCSA
$89.3B
$382K 0.26%
12,504
-112
-0.9% -$3.21K
DE icon
73
Deere & Co
DE
$166B
$376K 0.26%
4,881
– –
BNDX icon
74
Vanguard Total International Bond ETF
BNDX
$82.1B
$375K 0.26%
6,881
+14
+0.2% +$752
V icon
75
Visa
V
$690B
$375K 0.26%
4,906
– –
1 2
3
4 5

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Tradewinds Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Tradewinds Capital Management held 735 positions worth $147M, up 6% from $138M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management deployed $5.23M of net new capital in Q1 2016, opening 48 new positions and adding to 116 existing holdings. Its largest new stake was ProShares UltraShort S&P500: 26 shares worth $50K.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, an estimated $1.5M trimmed.

  • Tradewinds Capital Management's largest Q1 2016 buy was ProShares UltraShort S&P500: 26 shares worth $50K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2016, an estimated $3.27M increase.
  • Tradewinds Capital Management's biggest Q1 2016 reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, cutting an estimated $1.5M.
  • Tradewinds Capital Management fully exited PLUM CREEK TIMBER CO (REIT) in Q1 2016, selling an estimated $178K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $147M portfolio in Q1 2016.
  • Tradewinds Capital Management opened 48 new positions and closed 100 in Q1 2016.
  • Tradewinds Capital Management's portfolio value rose 6% quarter-over-quarter to $147M.

Based on Tradewinds Capital Management's 13F filing for Q1 2016, filed 4 May 2016.