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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-3.38%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$128M
AUM Growth
-$14.6M
Cap. Flow
-$8.44M
Cap. Flow %
-6.6%
Top 10 Hldgs %
42.68%
Holding
761
New
63
Increased
110
Reduced
115
Closed
83

Top Buys

Rank Stock Value
1
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$789K
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$341K
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$264K
4
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$198K
5
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
+$184K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$5.9M
2
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.8M
3
MSFT icon
Microsoft
MSFT
+$1.09M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$701K
5
SCHF icon
Schwab International Equity ETF
SCHF
+$341K

Sector Composition

Rank Sector Weight
1 Technology 24.52%
2 Industrials 7.45%
3 Consumer Discretionary 5.22%
4 Healthcare 5.14%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NPM
51
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$523K 0.41%
38,305
+13,675
+56% +$184K
NIO
52
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$517K 0.4%
36,683
+893
+2% +$12.4K
BRK.B icon
53
Berkshire Hathaway Class B
BRK.B
$1.13T
$511K 0.4%
3,916
+65
+2% +$8.9K
CVS icon
54
CVS Health
CVS
$123B
$503K 0.39%
5,217
+2
+0% +$210
MUS
55
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$498K 0.39%
38,550
+7,100
+23% +$92K
MFT
56
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$481K 0.38%
35,599
+1,883
+6% +$25.1K
BSD
57
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$475K 0.37%
35,000
– –
PG icon
58
Procter & Gamble
PG
$342B
$473K 0.37%
6,570
-332
-5% -$24.9K
DHR icon
59
Danaher
DHR
$141B
$463K 0.36%
8,076
– –
AMZN icon
60
Amazon
AMZN
$2.94T
$460K 0.36%
17,980
-60
-0.3% -$1.52K
MZF
61
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$448K 0.35%
33,596
– –
BIE
62
DELISTED
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST
BIE
$445K 0.35%
31,002
+9,937
+47% +$141K
VMO icon
63
Invesco Municipal Opportunity Trust
VMO
$660M
$437K 0.34%
34,700
+8,000
+30% +$99.6K
VO icon
64
Vanguard Morningstar Mid-Cap ETF
VO
$108B
$435K 0.34%
14,928
– –
META icon
65
Meta Platforms (Facebook)
META
$1.5T
$382K 0.3%
4,245
-85
-2% -$7.8K
DE icon
66
Deere & Co
DE
$166B
$373K 0.29%
5,040
-108
-2% -$9.5K
EMC
67
DELISTED
EMC CORPORATION
EMC
$363K 0.28%
15,017
-991
-6% -$25K
BNDX icon
68
Vanguard Total International Bond ETF
BNDX
$82.1B
$361K 0.28%
6,817
+212
+3% +$11.2K
CVX icon
69
Chevron
CVX
$371B
$356K 0.28%
4,508
-84
-2% -$7.07K
IBM icon
70
IBM
IBM
$220B
$356K 0.28%
2,568
-5
-0.2% -$738
VCV icon
71
Invesco California Value Municipal Income Trust
VCV
$520M
$355K 0.28%
28,200
– –
PANW icon
72
Palo Alto Networks
PANW
$293B
$354K 0.28%
12,360
– –
BBF
73
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$347K 0.27%
25,520
+8,520
+50% +$115K
MUH
74
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$345K 0.27%
23,095
– –
V icon
75
Visa
V
$692B
$342K 0.27%
4,906
+282
+6% +$20.1K
1 2
3
4 5

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Tradewinds Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Tradewinds Capital Management held 761 positions worth $128M, down 10% from $143M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Tradewinds Capital Management withdrew a net $8.44M in Q3 2015, closing 83 positions and reducing 115 holdings. Its most notable exit was iShares S&P Mid-Cap 400 Value ETF, an estimated $65K position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 24% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in PayPal worth $113K.

  • Tradewinds Capital Management's largest Q3 2015 buy was PayPal: 3,630 shares worth $113K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q3 2015, an estimated $789K increase.
  • Tradewinds Capital Management's biggest Q3 2015 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $5.9M.
  • Tradewinds Capital Management fully exited iShares S&P Mid-Cap 400 Value ETF in Q3 2015, selling an estimated $65K.
  • Tradewinds Capital Management's ten largest holdings make up 43% of its $128M portfolio in Q3 2015.
  • Tradewinds Capital Management opened 63 new positions and closed 83 in Q3 2015.
  • Tradewinds Capital Management's portfolio value fell 10% quarter-over-quarter to $128M.

Based on Tradewinds Capital Management's 13F filing for Q3 2015, filed 2 Nov 2015.