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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.02%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$143M
AUM Growth
+$7.53M
Cap. Flow
+$8.33M
Cap. Flow %
5.85%
Top 10 Hldgs %
43.95%
Holding
729
New
88
Increased
134
Reduced
70
Closed
31

Top Buys

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$6.93M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$517K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$494K
5
PCAR icon
PACCAR
PCAR
+$281K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.12M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$889K
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$886K
4
SCHF icon
Schwab International Equity ETF
SCHF
+$219K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$132K

Sector Composition

Rank Sector Weight
1 Technology 23.72%
2 Industrials 7.4%
3 Healthcare 5.28%
4 Consumer Discretionary 4.68%
5 Financials 2.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NPP
51
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$539K 0.38%
38,383
+2,100
+6% +$30.5K
BRK.B icon
52
Berkshire Hathaway Class B
BRK.B
$1.11T
$524K 0.37%
3,851
+280
+8% +$39.9K
PMM
53
Franklin Managed Municipal Income Trust
PMM
$266M
$524K 0.37%
74,120
– –
DE icon
54
Deere & Co
DE
$163B
$500K 0.35%
5,148
-201
-4% -$18.3K
NIO
55
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$487K 0.34%
35,790
-1,794
-5% -$25.4K
VO icon
56
Vanguard Morningstar Mid-Cap ETF
VO
$108B
$476K 0.33%
14,928
– –
DHR icon
57
Danaher
DHR
$139B
$465K 0.33%
8,076
– –
GOOG icon
58
Alphabet (Google) Class C
GOOG
$4.56T
$464K 0.33%
17,500
+72
+0.4% +$1.93K
BSD
59
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$457K 0.32%
35,000
– –
MZF
60
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$445K 0.31%
33,596
-2,550
-7% -$33.7K
MFT
61
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$444K 0.31%
33,716
-1,300
-4% -$17.6K
CVX icon
62
Chevron
CVX
$385B
$443K 0.31%
4,592
+517
+13% +$54.3K
EMC
63
DELISTED
EMC CORPORATION
EMC
$422K 0.3%
16,008
-178
-1% -$4.75K
MUS
64
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$408K 0.29%
31,450
– –
IBM icon
65
IBM
IBM
$213B
$400K 0.28%
2,573
-229
-8% -$36.8K
TRP icon
66
TC Energy
TRP
$68.6B
$399K 0.28%
9,814
– –
AMZN icon
67
Amazon
AMZN
$3.06T
$392K 0.28%
18,040
+80
+0.4% +$1.67K
META icon
68
Meta Platforms (Facebook)
META
$1.5T
$371K 0.26%
4,330
+205
+5% +$16.7K
PANW icon
69
Palo Alto Networks
PANW
$283B
$360K 0.25%
12,360
– –
VCV icon
70
Invesco California Value Municipal Income Trust
VCV
$515M
$349K 0.24%
28,200
– –
BNDX icon
71
Vanguard Total International Bond ETF
BNDX
$82B
$346K 0.24%
6,605
+585
+10% +$31K
AMAT icon
72
Applied Materials
AMAT
$411B
$333K 0.23%
17,312
-77
-0.4% -$1.58K
MUH
73
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$332K 0.23%
23,095
– –
CMCSA icon
74
Comcast
CMCSA
$87.2B
$328K 0.23%
10,892
+114
+1% +$3.35K
NPM
75
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$327K 0.23%
24,630
+5,900
+32% +$80.9K
1 2
3
4 5

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PDL
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Tradewinds Capital Management's Q2 2015 Portfolio in Review

As of Q2 2015, Tradewinds Capital Management held 729 positions worth $143M, up 5.6% from $135M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Tradewinds Capital Management deployed $8.33M of net new capital in Q2 2015, opening 88 new positions and adding to 134 existing holdings. Its largest new stake was Invesco International Dividend Achievers ETF: 5,895 shares worth $101K.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 24% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $1.12M trimmed.

  • Tradewinds Capital Management's largest Q2 2015 buy was Invesco International Dividend Achievers ETF: 5,895 shares worth $101K.
  • Tradewinds Capital Management added most to Schwab Emerging Markets Equity ETF in Q2 2015, an estimated $6.93M increase.
  • Tradewinds Capital Management's biggest Q2 2015 reduction was Microsoft, cutting an estimated $1.12M.
  • Tradewinds Capital Management fully exited Lumos Pharma, Inc. Common Stock in Q2 2015, selling an estimated $83K.
  • Tradewinds Capital Management's ten largest holdings make up 44% of its $143M portfolio in Q2 2015.
  • Tradewinds Capital Management opened 88 new positions and closed 31 in Q2 2015.
  • Tradewinds Capital Management's portfolio value rose 5.6% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q2 2015, filed 30 Jul 2015.