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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$135M
AUM Growth
-$3.37M
Cap. Flow
-$2.69M
Cap. Flow %
-1.99%
Top 10 Hldgs %
43.02%
Holding
690
New
42
Increased
94
Reduced
84
Closed
49

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$8.99M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$2.62M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$150K
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$90.8K
5
QRVO icon
Qorvo
QRVO
+$65.6K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$10M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.27M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$833K
4
MSFT icon
Microsoft
MSFT
+$735K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$514K

Sector Composition

Rank Sector Weight
1 Technology 24.4%
2 Industrials 7.87%
3 Healthcare 5.49%
4 Consumer Discretionary 4.64%
5 Consumer Staples 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVS icon
51
CVS Health
CVS
$123B
$521K 0.39%
5,049
+52
+1% +$5.26K
BRK.B icon
52
Berkshire Hathaway Class B
BRK.B
$1.13T
$515K 0.38%
3,571
+47
+1% +$6.92K
WAFD icon
53
WaFd
WAFD
$2.77B
$508K 0.38%
23,304
– –
VO icon
54
Vanguard Morningstar Mid-Cap ETF
VO
$108B
$495K 0.37%
14,928
– –
MZF
55
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$491K 0.36%
36,146
– –
MFT
56
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$488K 0.36%
35,016
– –
BSD
57
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$484K 0.36%
35,000
– –
GOOG icon
58
Alphabet (Google) Class C
GOOG
$4.36T
$479K 0.35%
17,428
– –
DE icon
59
Deere & Co
DE
$166B
$469K 0.35%
5,349
+1
+0% +$89
DHR icon
60
Danaher
DHR
$141B
$461K 0.34%
8,076
– –
IBM icon
61
IBM
IBM
$220B
$430K 0.32%
2,802
-804
-22% -$122K
CVX icon
62
Chevron
CVX
$371B
$428K 0.32%
4,075
-454
-10% -$48.5K
MUS
63
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$424K 0.31%
31,450
– –
TRP icon
64
TC Energy
TRP
$66.6B
$419K 0.31%
9,814
-250
-2% -$11.2K
EMC
65
DELISTED
EMC CORPORATION
EMC
$414K 0.31%
16,186
+3
+0% +$83
AMAT icon
66
Applied Materials
AMAT
$419B
$392K 0.29%
17,389
-398
-2% -$9.54K
VCV icon
67
Invesco California Value Municipal Income Trust
VCV
$520M
$377K 0.28%
28,200
-800
-3% -$10.6K
MUH
68
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$356K 0.26%
23,095
– –
NAD icon
69
Nuveen Quality Municipal Income Fund
NAD
$2.76B
$344K 0.25%
23,997
+1,400
+6% +$20K
NQI
70
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$341K 0.25%
25,500
– –
META icon
71
Meta Platforms (Facebook)
META
$1.5T
$339K 0.25%
4,125
– –
AMZN icon
72
Amazon
AMZN
$2.94T
$334K 0.25%
17,960
-1,120
-6% -$19.7K
BNDX icon
73
Vanguard Total International Bond ETF
BNDX
$82.1B
$326K 0.24%
6,020
+15
+0.2% +$806
PFE icon
74
Pfizer
PFE
$149B
$323K 0.24%
9,792
-507
-5% -$16.1K
WMT icon
75
Walmart Inc
WMT
$892B
$305K 0.23%
11,109
+3
+0% +$85
1 2
3
4 5

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Tradewinds Capital Management's Q1 2015 Portfolio in Review

As of Q1 2015, Tradewinds Capital Management held 690 positions worth $135M, down 2.4% from $138M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Tradewinds Capital Management's Q1 2015 filing shows 42 new, 94 increased, 84 reduced and 49 closed positions. Its largest new stake was Qorvo: 921 shares worth $73K. The largest sale was Schwab US REIT ETF, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q1 2015 buy was Qorvo: 921 shares worth $73K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q1 2015, an estimated $8.99M increase.
  • Tradewinds Capital Management's biggest Q1 2015 reduction was Schwab US REIT ETF, cutting an estimated $10M.
  • Tradewinds Capital Management fully exited Eaton Vance California Municipal Bond II Shares of Ben. Int. in Q1 2015, selling an estimated $145K.
  • Tradewinds Capital Management's ten largest holdings make up 43% of its $135M portfolio in Q1 2015.
  • Tradewinds Capital Management opened 42 new positions and closed 49 in Q1 2015.
  • Tradewinds Capital Management's portfolio value fell 2.4% quarter-over-quarter to $135M.

Based on Tradewinds Capital Management's 13F filing for Q1 2015, filed 4 May 2015.