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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$138M
AUM Growth
+$6.48M
Cap. Flow
-$381K
Cap. Flow %
-0.28%
Top 10 Hldgs %
45.16%
Holding
691
New
65
Increased
105
Reduced
120
Closed
43

Top Buys

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.7M
2
HON icon
Honeywell
HON
+$1.25M
3
UPS icon
United Parcel Service
UPS
+$702K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$480K
5
WAFD icon
WaFd
WAFD
+$432K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.44M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.28M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.27M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$646K
5
AAPL icon
Apple
AAPL
+$421K

Sector Composition

Rank Sector Weight
1 Technology 26.74%
2 Industrials 7.87%
3 Healthcare 5.27%
4 Consumer Discretionary 4.24%
5 Consumer Staples 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAFD icon
51
WaFd
WAFD
$2.78B
$516K 0.37%
23,304
+20,170
+644% +$432K
NPP
52
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$515K 0.37%
34,883
-5,700
-14% -$83.7K
CVX icon
53
Chevron
CVX
$372B
$508K 0.37%
4,529
+311
+7% +$35.3K
TRP icon
54
TC Energy
TRP
$67B
$494K 0.36%
10,064
– –
BSD
55
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$493K 0.36%
35,000
+1,500
+4% +$20.6K
MZF
56
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$488K 0.35%
36,146
-4,500
-11% -$61K
MFT
57
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$482K 0.35%
35,016
-1,000
-3% -$13.7K
CVS icon
58
CVS Health
CVS
$125B
$481K 0.35%
4,997
+1
+0% +$88
EMC
59
DELISTED
EMC CORPORATION
EMC
$481K 0.35%
16,183
+806
+5% +$23.5K
DE icon
60
Deere & Co
DE
$166B
$473K 0.34%
5,348
– –
DHR icon
61
Danaher
DHR
$140B
$465K 0.34%
8,076
– –
SCHF icon
62
Schwab International Equity ETF
SCHF
$68.4B
$464K 0.34%
32,082
+302
+1% +$4.55K
VO icon
63
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$461K 0.33%
14,928
– –
GOOG icon
64
Alphabet (Google) Class C
GOOG
$4.6T
$459K 0.33%
17,428
-2,406
-12% -$64.6K
AMAT icon
65
Applied Materials
AMAT
$429B
$443K 0.32%
17,787
-1,999
-10% -$45.1K
MUS
66
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$419K 0.3%
31,450
– –
VCV icon
67
Invesco California Value Municipal Income Trust
VCV
$520M
$373K 0.27%
29,000
– –
MUH
68
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$362K 0.26%
23,095
– –
NQI
69
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$336K 0.24%
25,500
– –
NEE icon
70
NextEra Energy
NEE
$178B
$330K 0.24%
12,408
– –
NAD icon
71
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$324K 0.23%
22,597
– –
BAC icon
72
Bank of America
BAC
$443B
$323K 0.23%
18,077
+1,986
+12% +$34K
META icon
73
Meta Platforms (Facebook)
META
$1.49T
$322K 0.23%
4,125
+76
+2% +$5.81K
BNDX icon
74
Vanguard Total International Bond ETF
BNDX
$82.3B
$319K 0.23%
6,005
+35
+0.6% +$1.84K
WMT icon
75
Walmart Inc
WMT
$890B
$318K 0.23%
11,106
-501
-4% -$13.5K
1 2
3
4 5

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Tradewinds Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Tradewinds Capital Management held 691 positions worth $138M, up 4.9% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2014 filing shows 65 new, 105 increased, 120 reduced and 43 closed positions. Its largest new stake was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K. The largest sale was Microsoft, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2014, an estimated $1.7M increase.
  • Tradewinds Capital Management's biggest Q4 2014 reduction was Microsoft, cutting an estimated $1.44M.
  • Tradewinds Capital Management fully exited BlackRock Investment Quality Municipal Trust in Q4 2014, selling an estimated $320K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2014.
  • Tradewinds Capital Management opened 65 new positions and closed 43 in Q4 2014.
  • Tradewinds Capital Management's portfolio value rose 4.9% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.