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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$132M
AUM Growth
+$476K
Cap. Flow
-$1.1M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.19%
Holding
673
New
41
Increased
80
Reduced
95
Closed
57

Top Buys

Rank Stock Value
1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$405K
2
VKQ icon
Invesco Municipal Trust
VKQ
+$170K
3
SCHH icon
Schwab US REIT ETF
SCHH
+$170K
4
NPF
NUVEEN PREMIER MUNI INCOME FD
NPF
+$152K
5
MFT
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
+$151K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.22M
2
FMN
Federated Hermes Premier Municipal Income Fund
FMN
+$319K
3
AAPL icon
Apple
AAPL
+$116K
4
SBUX icon
Starbucks
SBUX
+$110K
5
T icon
AT&T
T
+$110K

Sector Composition

Rank Sector Weight
1 Technology 28.52%
2 Industrials 6.32%
3 Healthcare 5.09%
4 Consumer Discretionary 4.03%
5 Consumer Staples 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIO
51
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$529K 0.4%
37,155
+7,321
+25% +$103K
PMM
52
Franklin Managed Municipal Income Trust
PMM
$270M
$525K 0.4%
74,120
– –
TRP icon
53
TC Energy
TRP
$66.8B
$519K 0.39%
10,064
-475
-5% -$24.5K
BRK.B icon
54
Berkshire Hathaway Class B
BRK.B
$1.11T
$505K 0.38%
3,654
– –
CVX icon
55
Chevron
CVX
$373B
$503K 0.38%
4,218
-40
-0.9% -$5.1K
SCHF icon
56
Schwab International Equity ETF
SCHF
$68.4B
$493K 0.37%
31,780
– –
MFT
57
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$480K 0.36%
36,016
+11,300
+46% +$151K
EMC
58
DELISTED
EMC CORPORATION
EMC
$450K 0.34%
15,377
-546
-3% -$15.8K
BSD
59
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$445K 0.34%
33,500
-727
-2% -$9.61K
DE icon
60
Deere & Co
DE
$166B
$438K 0.33%
5,348
– –
VO icon
61
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$438K 0.33%
14,928
– –
AMAT icon
62
Applied Materials
AMAT
$431B
$428K 0.32%
19,786
-323
-2% -$7.15K
DHR icon
63
Danaher
DHR
$139B
$412K 0.31%
8,076
– –
MUS
64
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$408K 0.31%
31,450
– –
GE icon
65
GE Aerospace
GE
$395B
$400K 0.3%
3,257
-304
-9% -$37.9K
CVS icon
66
CVS Health
CVS
$127B
$398K 0.3%
4,996
-85
-2% -$6.7K
VCV icon
67
Invesco California Value Municipal Income Trust
VCV
$520M
$354K 0.27%
29,000
– –
MUH
68
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$346K 0.26%
23,095
– –
NQI
69
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$330K 0.25%
25,500
– –
AMZN icon
70
Amazon
AMZN
$2.93T
$325K 0.25%
20,180
+60
+0.3% +$998
BKN
71
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$320K 0.24%
21,000
– –
META icon
72
Meta Platforms (Facebook)
META
$1.49T
$320K 0.24%
4,049
– –
NAD icon
73
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$313K 0.24%
22,597
– –
BNDX icon
74
Vanguard Total International Bond ETF
BNDX
$82.3B
$311K 0.24%
5,970
+22
+0.4% +$1.14K
PFE icon
75
Pfizer
PFE
$145B
$305K 0.23%
10,881
+814
+8% +$22.8K
1 2
3
4 5

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Tradewinds Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tradewinds Capital Management held 673 positions worth $132M, up 0.36% from $131M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management's Q3 2014 filing shows 41 new, 80 increased, 95 reduced and 57 closed positions. Its largest new stake was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K. The largest sale was Microsoft, an estimated $1.22M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q3 2014 buy was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K.
  • Tradewinds Capital Management added most to Invesco Trust Investment Grade Municipals in Q3 2014, an estimated $405K increase.
  • Tradewinds Capital Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $1.22M.
  • Tradewinds Capital Management fully exited Federated Hermes Premier Municipal Income Fund in Q3 2014, selling an estimated $319K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Tradewinds Capital Management opened 41 new positions and closed 57 in Q3 2014.
  • Tradewinds Capital Management's portfolio value rose 0.36% quarter-over-quarter to $132M.

Based on Tradewinds Capital Management's 13F filing for Q3 2014, filed 5 Nov 2014.