We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.26%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$131M
AUM Growth
+$9.32M
Cap. Flow
+$4.89M
Cap. Flow %
3.72%
Top 10 Hldgs %
45.72%
Holding
691
New
49
Increased
88
Reduced
100
Closed
61

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.89M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$2.33M
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$507K
4
FFIV icon
F5
FFIV
+$389K
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$274K

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.96M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.37M
3
MSFT icon
Microsoft
MSFT
+$993K
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$556K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$497K

Sector Composition

Rank Sector Weight
1 Technology 27.39%
2 Industrials 6.79%
3 Healthcare 5.04%
4 Consumer Discretionary 4.06%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
51
Chevron
CVX
$392B
$556K 0.42%
4,258
+71
+2% +$8.83K
PMM
52
Franklin Managed Municipal Income Trust
PMM
$267M
$531K 0.4%
74,120
– –
SCHF icon
53
Schwab International Equity ETF
SCHF
$66.6B
$524K 0.4%
31,780
-122
-0.4% -$1.96K
TRP icon
54
TC Energy
TRP
$70.2B
$503K 0.38%
10,539
– –
DE icon
55
Deere & Co
DE
$160B
$484K 0.37%
5,348
+102
+2% +$9.38K
BSD
56
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$463K 0.35%
34,227
+1,300
+4% +$17.4K
BRK.B icon
57
Berkshire Hathaway Class B
BRK.B
$1.1T
$462K 0.35%
3,654
+1
+0% +$127
AMAT icon
58
Applied Materials
AMAT
$403B
$453K 0.34%
20,109
-222
-1% -$4.53K
GE icon
59
GE Aerospace
GE
$374B
$449K 0.34%
3,561
-310
-8% -$39.4K
VO icon
60
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$443K 0.34%
14,928
– –
DHR icon
61
Danaher
DHR
$137B
$427K 0.32%
8,076
– –
NIO
62
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$421K 0.32%
29,834
+21
+0.1% +$294
EMC
63
DELISTED
EMC CORPORATION
EMC
$419K 0.32%
15,923
-147
-0.9% -$3.88K
MUS
64
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$415K 0.32%
31,450
– –
CVS icon
65
CVS Health
CVS
$133B
$383K 0.29%
5,081
+153
+3% +$11.6K
VCV icon
66
Invesco California Value Municipal Income Trust
VCV
$518M
$359K 0.27%
29,000
– –
MUH
67
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$352K 0.27%
23,095
+1,695
+8% +$25.3K
T icon
68
AT&T
T
$159B
$348K 0.26%
13,041
+595
+5% +$15.9K
NQI
69
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$334K 0.25%
25,500
-1,900
-7% -$24.7K
MFT
70
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$332K 0.25%
24,716
– –
CMCSA icon
71
Comcast
CMCSA
$85B
$331K 0.25%
12,318
+286
+2% +$7.35K
AMZN icon
72
Amazon
AMZN
$2.92T
$327K 0.25%
20,120
+1,660
+9% +$26.3K
NAD icon
73
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$320K 0.24%
22,597
+3,700
+20% +$51.3K
FMN
74
Federated Hermes Premier Municipal Income Fund
FMN
$86.8M
$319K 0.24%
20,983
+1,656
+9% +$24.4K
BKN
75
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$318K 0.24%
21,000
– –
1 2
3
4 5

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
GWAG
Garrett Wealth Advisory Group Weatherford, Texas $562M AUM 16.6% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AC
Addison Capital Conshohocken, Pennsylvania $562M AUM 18.57% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return

Tradewinds Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Tradewinds Capital Management held 691 positions worth $131M, up 7.6% from $122M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management deployed $4.89M of net new capital in Q2 2014, opening 49 new positions and adding to 88 existing holdings. Its largest new stake was Trinity Industries: 833 shares worth $26K.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $2.96M trimmed.

  • Tradewinds Capital Management's largest Q2 2014 buy was Trinity Industries: 833 shares worth $26K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q2 2014, an estimated $8.89M increase.
  • Tradewinds Capital Management's biggest Q2 2014 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $2.96M.
  • Tradewinds Capital Management fully exited NUVEEN CALIF INVT QUAL MUNI FD in Q2 2014, selling an estimated $342K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $131M portfolio in Q2 2014.
  • Tradewinds Capital Management opened 49 new positions and closed 61 in Q2 2014.
  • Tradewinds Capital Management's portfolio value rose 7.6% quarter-over-quarter to $131M.

Based on Tradewinds Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.