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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.29%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$122M
AUM Growth
-$409K
Cap. Flow
-$4.23M
Cap. Flow %
-3.47%
Top 10 Hldgs %
42.32%
Holding
674
New
63
Increased
99
Reduced
103
Closed
31

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.57M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.18M
3
PCH
PotlatchDeltic
PCH
+$384K
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$200K
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$150K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.96M
2
MSFT icon
Microsoft
MSFT
+$1.12M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$433K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$406K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$393K

Sector Composition

Rank Sector Weight
1 Technology 29.07%
2 Industrials 7.47%
3 Healthcare 5.45%
4 Consumer Discretionary 4.11%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
51
GE Aerospace
GE
$392B
$480K 0.39%
3,871
-200
-5% -$24.7K
TRP icon
52
TC Energy
TRP
$66.6B
$480K 0.39%
10,539
– –
DE icon
53
Deere & Co
DE
$166B
$476K 0.39%
5,246
– –
BRK.B icon
54
Berkshire Hathaway Class B
BRK.B
$1.12T
$457K 0.37%
3,653
+166
+5% +$19.4K
MUE
55
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$451K 0.37%
35,400
+2,000
+6% +$25.2K
EMC
56
DELISTED
EMC CORPORATION
EMC
$440K 0.36%
16,070
+1,738
+12% +$45.2K
VO icon
57
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$424K 0.35%
14,928
– –
BSD
58
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$422K 0.35%
32,927
+1,700
+5% +$21.5K
AMAT icon
59
Applied Materials
AMAT
$423B
$415K 0.34%
20,331
-650
-3% -$11.9K
NIO
60
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$410K 0.34%
29,813
+133
+0.4% +$1.81K
DHR icon
61
Danaher
DHR
$140B
$407K 0.33%
8,076
– –
MUS
62
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$398K 0.33%
31,450
– –
PCH
63
DELISTED
PotlatchDeltic
PCH
$374K 0.31%
+9,678
New +$384K
CVS icon
64
CVS Health
CVS
$123B
$369K 0.3%
4,928
+2
+0% +$141
NQI
65
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$350K 0.29%
27,400
-1,900
-6% -$24K
WMT icon
66
Walmart Inc
WMT
$895B
$345K 0.28%
13,524
-969
-7% -$24.3K
VCV icon
67
Invesco California Value Municipal Income Trust
VCV
$521M
$342K 0.28%
29,000
– –
NQC
68
DELISTED
NUVEEN CALIF INVT QUAL MUNI FD
NQC
$342K 0.28%
24,600
– –
T icon
69
AT&T
T
$161B
$330K 0.27%
12,446
-614
-5% -$15.4K
PFE icon
70
Pfizer
PFE
$148B
$326K 0.27%
10,708
-149
-1% -$4.44K
MFT
71
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$324K 0.27%
24,716
+4,200
+20% +$54.1K
BAC icon
72
Bank of America
BAC
$442B
$321K 0.26%
18,691
-434
-2% -$7.3K
VZ icon
73
Verizon
VZ
$195B
$319K 0.26%
6,700
+1,412
+27% +$66.8K
AMZN icon
74
Amazon
AMZN
$2.95T
$310K 0.25%
18,460
+740
+4% +$13.7K
MUH
75
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$309K 0.25%
21,400
+1,400
+7% +$20K
1 2
3
4 5

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Tradewinds Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Tradewinds Capital Management held 674 positions worth $122M, down 0.33% from $123M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Tradewinds Capital Management withdrew a net $4.23M in Q1 2014, closing 31 positions and reducing 103 holdings. Its most notable exit was Netflix, an estimated $37K position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 28% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in PotlatchDeltic worth $374K.

  • Tradewinds Capital Management's largest Q1 2014 buy was PotlatchDeltic: 9,678 shares worth $374K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2014, an estimated $3.57M increase.
  • Tradewinds Capital Management's biggest Q1 2014 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $7.96M.
  • Tradewinds Capital Management fully exited Netflix in Q1 2014, selling an estimated $37K.
  • Tradewinds Capital Management's ten largest holdings make up 42% of its $122M portfolio in Q1 2014.
  • Tradewinds Capital Management opened 63 new positions and closed 31 in Q1 2014.
  • Tradewinds Capital Management's portfolio value fell 0.33% quarter-over-quarter to $122M.

Based on Tradewinds Capital Management's 13F filing for Q1 2014, filed 9 Sep 2014.