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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XPO icon
701
XPO
XPO
$23.7B
$2K ﹤0.01%
34
– –
MMAT
702
DELISTED
Meta Materials Inc. Common Stock
MMAT
$2K ﹤0.01%
8
– –
SPWR
703
DELISTED
SunPower Corporation Common Stock
SPWR
$2K ﹤0.01%
100
– –
BKCC
704
DELISTED
BlackRock Capital Investment Corporation
BKCC
$2K ﹤0.01%
544
– –
GOEV
705
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
0
– –
NVTA
706
DELISTED
Invitae Corporation
NVTA
$2K ﹤0.01%
100
– –
FRGI
707
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$2K ﹤0.01%
200
– –
BENE
708
DELISTED
Benessere Capital Acquisition Corp. Class A Common Stock
BENE
$2K ﹤0.01%
+150
New +$1.55K
DRE
709
DELISTED
Duke Realty Corp.
DRE
$2K ﹤0.01%
33
– –
DIDI
710
DELISTED
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
$2K ﹤0.01%
306
– –
RDS.B
711
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$2K ﹤0.01%
43
– –
CHIX
712
DELISTED
Global X MSCI China Financials ETF
CHIX
$2K ﹤0.01%
165
– –
AMC icon
713
AMC Entertainment Holdings
AMC
$2.31B
$1K ﹤0.01%
5
– –
BLCN
714
DELISTED
Siren ETF Trust Siren NexGen Economy ETF
BLCN
$1K ﹤0.01%
12
– –
BLOK icon
715
Amplify Blockchain Technology ETF
BLOK
$1.07B
$1K ﹤0.01%
16
– –
BTBT icon
716
Bit Digital
BTBT
$482M
$1K ﹤0.01%
100
– –
CATH icon
717
Global X S&P 500 Catholic Values ETF
CATH
$1.36B
$1K ﹤0.01%
16
– –
CLNE icon
718
Clean Energy Fuels
CLNE
$346M
$1K ﹤0.01%
100
– –
CRDL
719
Cardiol Therapeutics
CRDL
$164M
$1K ﹤0.01%
500
– –
DOG
720
ProShares Short Dow30
DOG
$86.8M
$1K ﹤0.01%
24
– –
CHRN
721
ChronoScale Holdings
CHRN
$3.04B
$1K ﹤0.01%
17
– –
GFI icon
722
Gold Fields
GFI
$36.5B
$1K ﹤0.01%
125
– –
GPK icon
723
Graphic Packaging
GPK
$3.58B
$1K ﹤0.01%
50
– –
GSHD icon
724
Goosehead Insurance
GSHD
$2.32B
$1K ﹤0.01%
10
– –
PPLI
725
People Inc
PPLI
$3.1B
$1K ﹤0.01%
10
– –
27 28
29
30 31

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Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.