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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOG
701
ProShares Short Dow30
DOG
$86.8M
$1K ﹤0.01%
24
– –
CHRN
702
ChronoScale Holdings
CHRN
$3.04B
$1K ﹤0.01%
17
– –
GFI icon
703
Gold Fields
GFI
$36.5B
$1K ﹤0.01%
125
– –
GPK icon
704
Graphic Packaging
GPK
$3.58B
$1K ﹤0.01%
50
– –
HDGE icon
705
AdvisorShares Ranger Equity Bear ETF
HDGE
$53.1M
$1K ﹤0.01%
20
– –
PPLI
706
People Inc
PPLI
$3.1B
$1K ﹤0.01%
10
– –
INDA icon
707
iShares MSCI India ETF
INDA
$6.63B
$1K ﹤0.01%
17
-1,235
-99% -$57.6K
INSG icon
708
Inseego
INSG
$90.5M
$1K ﹤0.01%
12
– –
ITT icon
709
ITT
ITT
$19.1B
$1K ﹤0.01%
16
– –
KHC icon
710
Kraft Heinz
KHC
$30B
$1K ﹤0.01%
32
– –
M icon
711
Macy's
M
$6.68B
$1K ﹤0.01%
36
– –
MDYG icon
712
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
$1K ﹤0.01%
8
– –
MTSI icon
713
MACOM Technology Solutions
MTSI
$23.7B
$1K ﹤0.01%
18
– –
MUX icon
714
McEwen Inc
MUX
$1.18B
$1K ﹤0.01%
52
– –
NXE icon
715
NexGen Energy
NXE
$6.99B
$1K ﹤0.01%
130
– –
OPEN icon
716
Opendoor
OPEN
$3.38B
$1K ﹤0.01%
52
– –
OVV icon
717
Ovintiv
OVV
$16.4B
$1K ﹤0.01%
34
– –
PLTM icon
718
GraniteShares Platinum Shares
PLTM
$189M
$1K ﹤0.01%
100
– –
PPBI
719
DELISTED
Pacific Premier Bancorp
PPBI
$1K ﹤0.01%
17
– –
PRGO icon
720
Perrigo
PRGO
$1.78B
$1K ﹤0.01%
18
– –
QCLN icon
721
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$629M
$1K ﹤0.01%
15
– –
SBSW icon
722
Sibanye-Stillwater
SBSW
$7.53B
$1K ﹤0.01%
100
-150
-60% -$2.34K
FIRY
723
Firy Inc
FIRY
$163M
$1K ﹤0.01%
6
– –
SKYY icon
724
First Trust Cloud Computing ETF
SKYY
$3.12B
$1K ﹤0.01%
8
– –
SOFI icon
725
SoFi Technologies
SOFI
$23.7B
$1K ﹤0.01%
50
– –
27 28
29
30 31

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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.