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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$502M
AUM Growth
+$40.2M
Cap. Flow
+$19.8M
Cap. Flow %
3.94%
Top 10 Hldgs %
58.43%
Holding
811
New
97
Increased
132
Reduced
114
Closed
37

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$24M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$23.4M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$22.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$22.2M
5
JJE
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
+$21.4M

Top Sells

Rank Stock Value
1
EWY icon
iShares MSCI South Korea ETF
EWY
+$22M
2
EWG icon
iShares MSCI Germany ETF
EWG
+$21.4M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$21.3M
4
INDA icon
iShares MSCI India ETF
INDA
+$21.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$20.7M

Sector Composition

Rank Sector Weight
1 Technology 16.07%
2 Consumer Discretionary 3.57%
3 Industrials 2.82%
4 Healthcare 1.56%
5 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLTM icon
701
GraniteShares Platinum Shares
PLTM
$189M
$1K ﹤0.01%
100
-200
-67% -$2.29K
PPBI
702
DELISTED
Pacific Premier Bancorp
PPBI
$1K ﹤0.01%
17
– –
PRGO icon
703
Perrigo
PRGO
$1.78B
$1K ﹤0.01%
18
– –
QCLN icon
704
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$629M
$1K ﹤0.01%
15
– –
RIG icon
705
Transocean
RIG
$5.82B
$1K ﹤0.01%
205
– –
SCHB icon
706
Schwab US Broad Market ETF
SCHB
$44.9B
$1K ﹤0.01%
+84
New +$1.32K
SCHH icon
707
Schwab US REIT ETF
SCHH
$11.4B
$1K ﹤0.01%
40
– –
SKYY icon
708
First Trust Cloud Computing ETF
SKYY
$3.12B
$1K ﹤0.01%
8
– –
SOFI icon
709
SoFi Technologies
SOFI
$23.7B
$1K ﹤0.01%
+50
New +$987
SOS
710
SOS Limited
SOS
$14.6M
– –
0
– –
SPB icon
711
Spectrum Brands
SPB
$2.07B
$1K ﹤0.01%
13
– –
SSRM icon
712
SSR Mining
SSRM
$6.48B
$1K ﹤0.01%
90
– –
STE icon
713
Steris
STE
$23.1B
$1K ﹤0.01%
3
– –
SWBI icon
714
Smith & Wesson
SWBI
$637M
$1K ﹤0.01%
52
– –
SWKS icon
715
Skyworks Solutions
SWKS
$10.6B
$1K ﹤0.01%
+5
New +$869
TLSA icon
716
Tiziana Life Sciences
TLSA
$127M
$1K ﹤0.01%
250
+16
+7% +$53
TPR icon
717
Tapestry
TPR
$32.8B
$1K ﹤0.01%
30
– –
TRX icon
718
TRX Gold Corp
TRX
$344M
$1K ﹤0.01%
+950
New +$661
TSCO icon
719
Tractor Supply
TSCO
$18B
$1K ﹤0.01%
+15
New +$479
UNIT
720
Uniti Group
UNIT
$2.32B
$1K ﹤0.01%
100
– –
URA icon
721
Global X Uranium ETF
URA
$6.27B
$1K ﹤0.01%
+27
New +$470
USHY icon
722
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.1B
$1K ﹤0.01%
+22
New +$906
UVE icon
723
Universal Insurance Holdings
UVE
$1.23B
$1K ﹤0.01%
55
– –
VHC icon
724
VirnetX Holding Corp
VHC
$63.1M
$1K ﹤0.01%
5
– –
X
725
DELISTED
US Steel
X
$1K ﹤0.01%
+48
New +$948
27 28
29
30 31

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Tradewinds Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Tradewinds Capital Management held 811 positions worth $502M, up 8.7% from $462M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q1 2021, opening 97 new positions and adding to 132 existing holdings. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI South Korea ETF, an estimated $22M trimmed.

  • Tradewinds Capital Management's largest Q1 2021 buy was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q1 2021, an estimated $23.4M increase.
  • Tradewinds Capital Management's biggest Q1 2021 reduction was iShares MSCI South Korea ETF, cutting an estimated $22M.
  • Tradewinds Capital Management fully exited Otelco, Inc. Class A in Q1 2021, selling an estimated $265K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $502M portfolio in Q1 2021.
  • Tradewinds Capital Management opened 97 new positions and closed 37 in Q1 2021.
  • Tradewinds Capital Management's portfolio value rose 8.7% quarter-over-quarter to $502M.

Based on Tradewinds Capital Management's 13F filing for Q1 2021, filed 23 Apr 2021.