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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SONY icon
701
Sony
SONY
$140B
$0 ﹤0.01%
15
-125
-89% -$1.94K
SPBO icon
702
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.09B
– –
-85
Closed -$3K
SPG icon
703
Simon Property Group
SPG
$71.2B
– –
-10,009
Closed -$684K
SQQQ icon
704
ProShares UltraPro Short QQQ
SQQQ
$1.74B
– –
0
– -$1K
TECS icon
705
Direxion Daily Technology Bear 3x ETF
TECS
$62M
– –
0
– –
TEF
706
DELISTED
Telefonica
TEF
– –
-183
Closed -$1K
TOON icon
707
Kartoon Studios
TOON
$35.2M
– –
-40
Closed -$1K
TPR icon
708
Tapestry
TPR
$32.6B
$0 ﹤0.01%
30
– –
TTNP
709
DELISTED
Titan Pharmaceuticals
TTNP
– –
-2
Closed –
UAA icon
710
Under Armour
UAA
$2.41B
– –
-1,000
Closed -$10K
VGT icon
711
Vanguard Information Technology ETF
VGT
$148B
– –
-8
Closed –
VIAV icon
712
Viavi Solutions
VIAV
$9.25B
$0 ﹤0.01%
1
– –
VTRS icon
713
Viatris
VTRS
$18.7B
$0 ﹤0.01%
33
– –
VVX icon
714
V2X
VVX
$2.63B
$0 ﹤0.01%
1
– –
XWEL icon
715
XWELL
XWEL
$8.22M
– –
-10
Closed -$1K
NKLA
716
DELISTED
Nikola Corporation Common Stock
NKLA
– –
0
– –
SMAR
717
DELISTED
Smartsheet Inc.
SMAR
$0 ﹤0.01%
6
– –
SAVE
718
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-100
Closed -$2K
MARK
719
DELISTED
Remark Holdings, Inc.
MARK
$0 ﹤0.01%
5
– –
RAD
720
DELISTED
Rite Aid Corporation
RAD
$0 ﹤0.01%
25
– –
IDEX
721
DELISTED
Ideanomics, Inc. Common Stock
IDEX
– –
-1
Closed –
HYMCZ
722
DELISTED
Hycroft Mining Holding Corporation Warrant
HYMCZ
$0 ﹤0.01%
+100
New +$33
BPMP
723
DELISTED
BP Midstream Partners LP Common Units representing Limited Partner Interests
BPMP
$0 ﹤0.01%
1
– –
FSKR
724
DELISTED
FS KKR Capital Corp. II
FSKR
– –
-1,100
Closed -$14K
FLIR
725
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
– –
-10
Closed –
26 27 28
29
30

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Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.