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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+15.85%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$388M
AUM Growth
+$68.6M
Cap. Flow
+$19.8M
Cap. Flow %
5.11%
Top 10 Hldgs %
64.91%
Holding
758
New
61
Increased
102
Reduced
129
Closed
65

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$28.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.4M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$19.7M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$14.6M

Top Sells

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$29.4M
2
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$13.9M
5
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$13.9M

Sector Composition

Rank Sector Weight
1 Technology 18.78%
2 Consumer Discretionary 3.59%
3 Industrials 2.6%
4 Healthcare 1.61%
5 Communication Services 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHM icon
701
Pultegroup
PHM
$25.3B
– –
-121
Closed -$3K
PPBI
702
DELISTED
Pacific Premier Bancorp
PPBI
$0 ﹤0.01%
17
– –
PPT
703
Franklin Premier Income Trust
PPT
$328M
– –
-3,150
Closed -$14K
PZZA icon
704
Papa John's
PZZA
$806M
– –
-50
Closed -$3K
QCLN icon
705
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$629M
$0 ﹤0.01%
15
– –
QSR icon
706
Restaurant Brands International
QSR
$25.8B
– –
-30
Closed -$1K
RIG icon
707
Transocean
RIG
$5.82B
$0 ﹤0.01%
205
-939
-82% -$1.46K
RSPT icon
708
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
– –
-110
Closed -$2K
RWT
709
Redwood Trust
RWT
$594M
– –
-270
Closed -$1K
SABA
710
Saba Capital Income & Opportunities Fund II
SABA
$223M
– –
-1,675
Closed -$18K
SPIB icon
711
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
– –
-146
Closed -$5K
STE icon
712
Steris
STE
$23.1B
$0 ﹤0.01%
3
– –
STX icon
713
Seagate
STX
$184B
– –
-100
Closed -$5K
SYF icon
714
Synchrony
SYF
$25.6B
– –
-280
Closed -$5K
TEVA icon
715
Teva Pharmaceuticals
TEVA
$41.2B
– –
-465
Closed -$4K
TLSA icon
716
Tiziana Life Sciences
TLSA
$127M
$0 ﹤0.01%
105
+5
+5% +$9
TLT icon
717
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
– –
-40
Closed -$7K
TPR icon
718
Tapestry
TPR
$32.8B
$0 ﹤0.01%
30
– –
TRI icon
719
Thomson Reuters
TRI
$44.1B
– –
-142
Closed -$10K
TTNP
720
DELISTED
Titan Pharmaceuticals
TTNP
$0 ﹤0.01%
+2
New +$344
TWST icon
721
Twist Bioscience
TWST
$7.25B
– –
-156
Closed -$5K
UEC icon
722
Uranium Energy
UEC
$5.57B
$0 ﹤0.01%
440
– –
ULTA icon
723
Ulta Beauty
ULTA
$24.3B
– –
-6
Closed -$1K
VGT icon
724
Vanguard Information Technology ETF
VGT
$149B
$0 ﹤0.01%
+8
New +$250
VIAV icon
725
Viavi Solutions
VIAV
$9.66B
$0 ﹤0.01%
1
– –
27 28
29
30 31

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Tradewinds Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Tradewinds Capital Management held 758 positions worth $388M, up 21% from $319M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q2 2020, opening 61 new positions and adding to 102 existing holdings. Its largest new stake was Schwab US TIPS ETF: 973,682 shares worth $29.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund, an estimated $29.4M trimmed.

  • Tradewinds Capital Management's largest Q2 2020 buy was Schwab US TIPS ETF: 973,682 shares worth $29.2M.
  • Tradewinds Capital Management added most to iShares Core US Aggregate Bond ETF in Q2 2020, an estimated $25.4M increase.
  • Tradewinds Capital Management's biggest Q2 2020 reduction was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund, cutting an estimated $29.4M.
  • Tradewinds Capital Management fully exited Sprint Corporation in Q2 2020, selling an estimated $128K.
  • Tradewinds Capital Management's ten largest holdings make up 65% of its $388M portfolio in Q2 2020.
  • Tradewinds Capital Management opened 61 new positions and closed 65 in Q2 2020.
  • Tradewinds Capital Management's portfolio value rose 21% quarter-over-quarter to $388M.

Based on Tradewinds Capital Management's 13F filing for Q2 2020, filed 11 Aug 2020.