TCM

Tradewinds Capital Management Portfolio holdings

AUM $398M
1-Year Return 18.61%
This Quarter Return
+0.54%
1 Year Return
+18.61%
3 Year Return
+43.43%
5 Year Return
+80.73%
10 Year Return
+216.16%
AUM
$223M
AUM Growth
+$18.1M
Cap. Flow
+$17.2M
Cap. Flow %
7.69%
Top 10 Hldgs %
56.22%
Holding
783
New
37
Increased
94
Reduced
102
Closed
118

Top Buys

1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$12.1M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$12M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$11M
4
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$10.9M
5
BWX icon
SPDR Bloomberg Barclays International Treasury Bond ETF
BWX
+$9.53M

Top Sells

1
SPEU icon
SPDR Portfolio Europe ETF
SPEU
+$15.1M
2
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$11.8M
3
EWP icon
iShares MSCI Spain ETF
EWP
+$11.8M
4
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$8.31M
5
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.77M

Sector Composition

1 Technology 19.33%
2 Industrials 5.94%
3 Consumer Discretionary 4.1%
4 Healthcare 2.74%
5 Financials 2.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IEMG icon
701
iShares Core MSCI Emerging Markets ETF
IEMG
$106B
– –
-30
Closed -$2K
IGR
702
CBRE Global Real Estate Income Fund
IGR
$777M
– –
-1,518
Closed -$12K
IRBT icon
703
iRobot
IRBT
$108M
$0 ﹤0.01%
3
– –
JNUG icon
704
Direxion Daily Junior Gold Miners Index Bull 2X Shares
JNUG
$511M
– –
-100
Closed -$89K
KRE icon
705
SPDR S&P Regional Banking ETF
KRE
$4.24B
– –
-50
Closed -$3K
LEN.B icon
706
Lennar Class B
LEN.B
$34B
$0 ﹤0.01%
+2
New –
LHX icon
707
L3Harris
LHX
$52.3B
$0 ﹤0.01%
3
– –
MA icon
708
Mastercard
MA
$526B
– –
-11
Closed -$2K
MASI icon
709
Masimo
MASI
$7.9B
$0 ﹤0.01%
4
– –
MRCC icon
710
Monroe Capital Corp
MRCC
$165M
– –
-300
Closed -$4K
MRCY icon
711
Mercury Systems
MRCY
$4.35B
$0 ﹤0.01%
10
– –
MTH icon
712
Meritage Homes
MTH
$5.65B
$0 ﹤0.01%
10
– –
MTSI icon
713
MACOM Technology Solutions
MTSI
$9.83B
$0 ﹤0.01%
18
– –
NG icon
714
NovaGold Resources
NG
$2.8B
– –
0
– –
NVAX icon
715
Novavax
NVAX
$1.29B
– –
-800
Closed -$20K
NWL icon
716
Newell Brands
NWL
$2.48B
– –
-400
Closed -$12K
OXM icon
717
Oxford Industries
OXM
$707M
– –
-124
Closed -$9K
PCM
718
PCM Fund
PCM
$79.2M
– –
-455
Closed -$5K
PFF icon
719
iShares Preferred and Income Securities ETF
PFF
$14.6B
– –
-500
Closed -$19K
PLUG icon
720
Plug Power
PLUG
$1.72B
$0 ﹤0.01%
80
– –
PRTA icon
721
Prothena Corp
PRTA
$451M
$0 ﹤0.01%
2
– –
RSPN icon
722
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$689M
– –
-5
Closed –
RWO icon
723
SPDR Dow Jones Global Real Estate ETF
RWO
$1.15B
$0 ﹤0.01%
5
-10
-67% –
SFBC icon
724
Sound Financial Bancorp
SFBC
$111M
– –
-1,000
Closed -$34K
SHY icon
725
iShares 1-3 Year Treasury Bond ETF
SHY
$24.5B
– –
-63
Closed -$5K
27 28
29
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