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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$1.48M
Cap. Flow %
-0.72%
Top 10 Hldgs %
56.5%
Holding
787
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

Rank Stock Value
1
EWP icon
iShares MSCI Spain ETF
EWP
+$12.1M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$5.5M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.85M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.84M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.74M

Top Sells

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11.6M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.59M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$920K

Sector Composition

Rank Sector Weight
1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTS icon
701
Fortis
FTS
$28.9B
– –
-3,249
Closed -$116K
FTXL icon
702
First Trust Nasdaq Semiconductor ETF
FTXL
$1.34B
– –
-118
Closed -$3K
FVD icon
703
First Trust Value Line Dividend Fund
FVD
$8.33B
– –
-170
Closed -$5K
GEVO icon
704
Gevo
GEVO
$355M
– –
-10
Closed –
HACK icon
705
Amplify Cybersecurity ETF
HACK
$2.76B
– –
-50
Closed -$2K
HAIN icon
706
Hain Celestial
HAIN
$45.5M
$0 ﹤0.01%
+6
New +$238
HAS icon
707
Hasbro
HAS
$12.9B
$0 ﹤0.01%
+3
New +$281
HASI icon
708
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.93B
$0 ﹤0.01%
+19
New +$455
HLIT icon
709
Harmonic Inc
HLIT
$1.28B
$0 ﹤0.01%
32
– –
HSBC icon
710
HSBC
HSBC
$370B
– –
-276
Closed -$12K
HYLB icon
711
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.47B
$0 ﹤0.01%
+1
New +$41
IBND icon
712
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$459M
$0 ﹤0.01%
+13
New +$451
IDXX icon
713
Idexx Laboratories
IDXX
$44.8B
$0 ﹤0.01%
+2
New +$315
IGSB icon
714
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
– –
-38
Closed -$2K
IHE icon
715
iShares US Pharmaceuticals ETF
IHE
$1.61B
– –
-72
Closed -$4K
IPWR icon
716
Ideal Power
IPWR
$63.6M
– –
-50
Closed -$1K
IRBT
717
DELISTED
iRobot
IRBT
$0 ﹤0.01%
+3
New +$216
JD icon
718
JD.com
JD
$44.6B
$0 ﹤0.01%
+3
New +$118
KKR icon
719
KKR & Co
KKR
$95.7B
– –
-1,300
Closed -$26K
LHX icon
720
L3Harris
LHX
$51.7B
$0 ﹤0.01%
3
– –
MASI
721
DELISTED
Masimo
MASI
$0 ﹤0.01%
+4
New +$347
MFC icon
722
Manulife Financial
MFC
$74B
– –
-81
Closed -$2K
MLPA icon
723
Global X MLP ETF
MLPA
$2.29B
– –
-51
Closed -$3K
MTH icon
724
Meritage Homes
MTH
$4.71B
$0 ﹤0.01%
+10
New +$248
PCY icon
725
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
– –
-168
Closed -$5K
27 28
29
30 31

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PDL
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Tradewinds Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Tradewinds Capital Management held 787 positions worth $205M, up 4.6% from $196M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2017 filing shows 95 new, 97 increased, 106 reduced and 51 closed positions. Its largest new stake was iShares MSCI Spain ETF: 366,707 shares worth $12M. The largest sale was Invesco S&P 500 Equal Weight Financials ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2017 buy was iShares MSCI Spain ETF: 366,707 shares worth $12M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Europe ETF in Q4 2017, an estimated $5.5M increase.
  • Tradewinds Capital Management's biggest Q4 2017 reduction was Invesco S&P 500 Equal Weight Financials ETF, cutting an estimated $11.6M.
  • Tradewinds Capital Management fully exited Fortis in Q4 2017, selling an estimated $116K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $205M portfolio in Q4 2017.
  • Tradewinds Capital Management opened 95 new positions and closed 51 in Q4 2017.
  • Tradewinds Capital Management's portfolio value rose 4.6% quarter-over-quarter to $205M.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.