TCM

Tradewinds Capital Management Portfolio holdings

AUM $474M
1-Year Est. Return 31.85%
This Quarter Est. Return
1 Year Est. Return
+31.85%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$140M
AUM Growth
-$7.22M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
727
New
Increased
Reduced
Closed

Top Buys

1
+$1.47M
2
+$1.47M
3
+$1.17M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$939K
5
SCHH icon
Schwab US REIT ETF
SCHH
+$614K

Top Sells

1
+$2.98M
2
+$1.65M
3
+$936K
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$895K
5
MUS
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
+$699K

Sector Composition

1 Technology 21.88%
2 Industrials 7.09%
3 Healthcare 5.09%
4 Consumer Discretionary 5.05%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
701
– –
-350
702
$0 ﹤0.01%
+50
703
– –
-21,500
704
– –
-35
705
– –
-1,550
706
$0 ﹤0.01%
+1
707
$0 ﹤0.01%
+200
708
$0 ﹤0.01%
+6
709
– –
-38,002
710
– –
-500
711
– –
-39,258
712
– –
-9,461
713
– –
-22,850
714
– –
-10,300
715
– –
-25,500
716
– –
-868
717
$0 ﹤0.01%
+14
718
– –
-1,000
719
– –
-500
720
$0 ﹤0.01%
2,082
721
$0 ﹤0.01%
+165
722
$0 ﹤0.01%
+2
723
$0 ﹤0.01%
+750
724
– –
-190
725
– –
-390
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