TCM

Tradewinds Capital Management Portfolio holdings

AUM $474M
1-Year Est. Return 31.85%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+31.85%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$140M
AUM Growth
-$7.22M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
727
New
Increased
Reduced
Closed

Top Buys

1
+$1.45M
2
+$1.45M
3
+$1.12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$925K
5
SCHH icon
Schwab US REIT ETF
SCHH
+$583K

Top Sells

1
+$2.98M
2
+$1.65M
3
+$950K
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$895K
5
MUS
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
+$674K

Sector Composition

1 Technology 21.88%
2 Industrials 7.09%
3 Healthcare 5.09%
4 Consumer Discretionary 5.05%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
701
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-35,000
702
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-23,095
703
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0
704
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705
– –
-1,254
706
– –
-12,000
707
– –
0
708
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-50
709
– –
-100
710
$0 ﹤0.01%
+11
711
– –
-4,000
712
– –
-350
713
$0 ﹤0.01%
+1
714
$0 ﹤0.01%
+200
715
$0 ﹤0.01%
+6
716
– –
-22,850
717
– –
-10,300
718
– –
-500
719
$0 ﹤0.01%
2,082
720
$0 ﹤0.01%
+165
721
$0 ﹤0.01%
+2
722
$0 ﹤0.01%
+750
723
– –
-190
724
– –
-390
725
– –
-40
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