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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$147M
AUM Growth
+$8.37M
Cap. Flow
+$5.23M
Cap. Flow %
3.57%
Top 10 Hldgs %
45.23%
Holding
735
New
48
Increased
116
Reduced
88
Closed
100

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.27M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.1M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.07M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$930K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$461K

Top Sells

Rank Stock Value
1
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.5M
2
MSFT icon
Microsoft
MSFT
+$1.23M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$418K
4
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
+$178K
5
VMI icon
Valmont Industries
VMI
+$111K

Sector Composition

Rank Sector Weight
1 Technology 23.15%
2 Industrials 6.7%
3 Consumer Discretionary 4.9%
4 Healthcare 4.42%
5 Consumer Staples 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIVS
701
VivoSim Labs
VIVS
$1.64M
– –
0
– –
SAVE
702
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-25
Closed -$1K
VRTV
703
DELISTED
VERITIV CORPORATION
VRTV
– –
-4
Closed –
AVTA
704
DELISTED
Avantax, Inc. Common Stock
AVTA
– –
-10
Closed –
Y
705
DELISTED
Alleghany Corp
Y
– –
-6
Closed -$3K
NUAN
706
DELISTED
Nuance Communications, Inc.
NUAN
– –
-12
Closed –
CSLT
707
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
– –
-500
Closed -$2K
ZIXI
708
DELISTED
Zix Corporation
ZIXI
– –
-75
Closed –
FPRX
709
DELISTED
Five Prime Therapeutics, Inc.
FPRX
– –
-50
Closed -$2K
TTPH
710
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
– –
-2
Closed –
CHK
711
DELISTED
Chesapeake Energy Corporation
CHK
– –
0
– –
GM.WS.B
712
DELISTED
General Motors Company
GM.WS.B
– –
-35
Closed -$1K
USG
713
DELISTED
Usg
USG
– –
-100
Closed -$2K
TFCFA
714
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-408
Closed -$11K
CVRR
715
DELISTED
CVR Refining, LP
CVRR
– –
-100
Closed -$2K
MATR
716
DELISTED
Mattersight Corp.
MATR
– –
-300
Closed -$2K
LVNTA
717
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
– –
-11
Closed –
CEMP
718
DELISTED
Cempra, Inc.
CEMP
– –
-150
Closed -$5K
MBLY
719
DELISTED
Mobileye N.V.
MBLY
– –
-50
Closed -$2K
QLTI
720
DELISTED
QLT Inc
QLTI
– –
-50
Closed –
QLGC
721
DELISTED
QLOGIC CORP
QLGC
– –
-20
Closed –
ARG
722
DELISTED
Airgas Inc
ARG
– –
-86
Closed -$12K
ENZN
723
DELISTED
ENZON PHARMACEUTICALS INC
ENZN
– –
-200
Closed –
SSE
724
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
– –
-6
Closed –
PCL
725
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
– –
-3,733
Closed -$178K
26 27 28
29
30

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Tradewinds Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Tradewinds Capital Management held 735 positions worth $147M, up 6% from $138M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management deployed $5.23M of net new capital in Q1 2016, opening 48 new positions and adding to 116 existing holdings. Its largest new stake was ProShares UltraShort S&P500: 26 shares worth $50K.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, an estimated $1.5M trimmed.

  • Tradewinds Capital Management's largest Q1 2016 buy was ProShares UltraShort S&P500: 26 shares worth $50K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2016, an estimated $3.27M increase.
  • Tradewinds Capital Management's biggest Q1 2016 reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, cutting an estimated $1.5M.
  • Tradewinds Capital Management fully exited PLUM CREEK TIMBER CO (REIT) in Q1 2016, selling an estimated $178K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $147M portfolio in Q1 2016.
  • Tradewinds Capital Management opened 48 new positions and closed 100 in Q1 2016.
  • Tradewinds Capital Management's portfolio value rose 6% quarter-over-quarter to $147M.

Based on Tradewinds Capital Management's 13F filing for Q1 2016, filed 4 May 2016.