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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+8.48%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$10.5M
Cap. Flow
+$497K
Cap. Flow %
0.36%
Top 10 Hldgs %
44.58%
Holding
731
New
48
Increased
112
Reduced
88
Closed
48

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.28M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$886K
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$330K
4
VKQ icon
Invesco Municipal Trust
VKQ
+$149K
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$132K

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$7.86M
2
MSFT icon
Microsoft
MSFT
+$1.53M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$320K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$308K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$297K

Sector Composition

Rank Sector Weight
1 Technology 25.22%
2 Industrials 6.97%
3 Consumer Discretionary 5.15%
4 Healthcare 5.13%
5 Financials 2.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZIXI
701
DELISTED
Zix Corporation
ZIXI
$0 ﹤0.01%
75
– –
KSU
702
DELISTED
Kansas City Southern
KSU
– –
-140
Closed -$13K
FIT
703
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-195
Closed -$7K
DNR
704
DELISTED
Denbury Resources, Inc.
DNR
– –
-400
Closed -$1K
TTPH
705
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$0 ﹤0.01%
2
– –
CHK
706
DELISTED
Chesapeake Energy Corporation
CHK
– –
0
– –
LVNTA
707
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$0 ﹤0.01%
11
-23
-68% -$987
SYT
708
DELISTED
Syngenta Ag
SYT
– –
-122
Closed -$8K
QLTI
709
DELISTED
QLT Inc
QLTI
$0 ﹤0.01%
50
– –
EPIQ
710
DELISTED
EPIQ SYSTEMS INC
EPIQ
$0 ﹤0.01%
5
– –
QLGC
711
DELISTED
QLOGIC CORP
QLGC
$0 ﹤0.01%
20
– –
ENZN
712
DELISTED
ENZON PHARMACEUTICALS INC
ENZN
$0 ﹤0.01%
200
– –
SSE
713
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
$0 ﹤0.01%
6
– –
RBY
714
DELISTED
RUBICON MENERALS CORP (F)
RBY
– –
-1,250
Closed -$1K
MSO
715
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
– –
-146
Closed -$1K
REMY
716
DELISTED
REMY INTL INC NEW COMMON
REMY
– –
-5
Closed –
SVLC
717
DELISTED
SILVERCREST MINES INC ORD SHS (CDA)
SVLC
– –
-1,400
Closed -$1K
KYTH
718
DELISTED
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
– –
-212
Closed -$16K
STRZA
719
DELISTED
Starz - Series A
STRZA
$0 ﹤0.01%
14
– –
CMCSK
720
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
– –
-1,297
Closed -$74K
ESV
721
DELISTED
Ensco Rowan plc
ESV
– –
-25
Closed -$1K
ATVI
722
DELISTED
Activision Blizzard
ATVI
– –
-140
Closed -$4K
CYB
723
DELISTED
WisdomTree Chinese Yuan Strategy Fund
CYB
– –
-487
Closed -$12K
AST
724
DELISTED
Asterias Biotherapeutics Inc. Series A
AST
$0 ﹤0.01%
2
– –
VNR
725
DELISTED
Vanguard Natural Resources, LLC
VNR
– –
-4
Closed –
26 27 28
29
30

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Tradewinds Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Tradewinds Capital Management held 731 positions worth $138M, up 8.2% from $128M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2015 filing shows 48 new, 112 increased, 88 reduced and 48 closed positions. Its largest new stake was Alphabet (Google) Class A: 8,920 shares worth $347K. The largest sale was Schwab International Equity ETF, an estimated $7.86M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2015 buy was Alphabet (Google) Class A: 8,920 shares worth $347K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q4 2015, an estimated $8.28M increase.
  • Tradewinds Capital Management's biggest Q4 2015 reduction was Schwab International Equity ETF, cutting an estimated $7.86M.
  • Tradewinds Capital Management fully exited COMCAST CORP SPL A (NEW) in Q4 2015, selling an estimated $74K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2015.
  • Tradewinds Capital Management opened 48 new positions and closed 48 in Q4 2015.
  • Tradewinds Capital Management's portfolio value rose 8.2% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2015, filed 27 Jan 2016.