TCM

Tradewinds Capital Management Portfolio holdings

AUM $373M

AUM

$373M

AUM Growth

-$5.76M (-2%)

Cap. Flow

+$30.7M

Cap. Flow % of AUM

8.24%

Top 10 Holdings %Top 10 Hldgs %

65.9%

Holding

747

New

Increased

155

Reduced

114

Closed

Top Buys

1	SPDR Gold MiniShares Trust GLDM	$31.4M
2	iShares GSCI Commodity Dynamic Roll Strategy ETF COMT	$27.9M
3	Consumer Discretionary Select Sector SPDR Fund XLY	$27.2M
4	Vanguard S&P 500 ETF VOO	$17.3M
5	abrdn Physical Silver Shares ETF SIVR	$14.6M

Top Sells

1	Utilities Select Sector SPDR Fund XLU	$29.1M
2	iShares MSCI Hong Kong ETF EWH	$20.5M
3	Industrial Select Sector SPDR Fund XLI	$17.1M
4	Invesco BulletShares 2028 Corporate Bond ETF BSCS	$11.1M
5	Schwab US Large- Cap ETF SCHX	$10.8M

Sector Composition

1	Technology	5.08%
2	Industrials	2.01%
3	Financials	1.86%
4	Consumer Discretionary	1.71%
5	Healthcare	1.44%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
701	701 SPDR S&P China ETF GXC $430M	$0	0%	0 -9,338	Closed	–
702	702 GXO Logistics GXO $4.89B	$0	0%	0 -5	Closed	–
703	703 HSBC HSBC $211B	$0	0%	0 -25	Closed	–
704	704 iShares Biotechnology ETF IBB $5.37B	$0	0%	0 -64	Closed	–
705	705 iShares Core MSCI Total International Stock ETF IXUS $45.2B	$0	0%	0 -75	Closed	–
706	706 iShares US Real Estate ETF IYR $3.5B	$0	0%	0 -1,374	Closed	–
707	JMIA 707 Jumia Technologies JMIA $420M	$0	0%	0 -125	Closed	–
708	708 Cheniere Energy LNG $50.7B	$0	0%	0 -30	Closed	–
709	LX 709 LexinFintech Holdings LX $1.27B	$0	0%	0 -82	Closed	–
710	710 iShares MSCI China ETF MCHI $6.42B	$0	0%	0 -2,651	Closed	–
711	711 Microchip Technology MCHP $36.7B	$0	0%	0 -460	Closed	–
712	712 Morgan Stanley MS $212B	$0	0%	0 -5	Closed	–
713	713 MACOM Technology Solutions MTSI $9.4B	$0	0%	0 -18	Closed	–
714	714 Mullen Automotive MULN $4.77M	$0	0%	0 -1	Closed	–
715	715 Cloudflare NET $61.6B	$0	0%	0 -30	Closed	–
716	716 ServiceNow NOW $213B	$0	0%	0 -14	Closed	–
717	717 ProShares K-1 Free Crude Oil Strategy ETF OILK $63.5M	$0	0%	0 -4	Closed	–
718	718 Okta OKTA $17.7B	$0	0%	0 -25	Closed	–
719	719 PagSeguro Digital PAGS $2.54B	$0	0%	0 -100	Closed	–
720	720 Invesco CEF Income Composite ETF PCEF $803M	$0	0%	0 -182	Closed	–
721	721 iShares Preferred and Income Securities ETF PFF $13.7B	$0	0%	0 -110	Closed	–
722	722 Invesco Preferred ETF PGX $3.95B	$0	0%	0 -34,304	Closed	–
723	723 Pultegroup PHM $20.3B	$0	0%	0 -7	Closed	–
724	724 Invesco FTSE RAFI US 1000 ETF PRF $7.8B	$0	0%	0 -374	Closed	–
725	725 PubMatic PUBM $588M	$0	0%	0 -100	Closed	–