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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITT icon
676
ITT
ITT
$19.1B
$2K ﹤0.01%
16
– –
KBH icon
677
KB Home
KBH
$3.59B
$2K ﹤0.01%
51
+1
+2% +$42
KWEB icon
678
KraneShares CSI China Internet ETF
KWEB
$5.67B
$2K ﹤0.01%
+50
New +$2.3K
LDOS icon
679
Leidos
LDOS
$17.3B
$2K ﹤0.01%
+25
New +$2.34K
LIT icon
680
Global X Lithium & Battery Tech ETF
LIT
$1.59B
$2K ﹤0.01%
27
– –
MAXN
681
DELISTED
Maxeon Solar Technologies
MAXN
$2K ﹤0.01%
1
– –
MSTR icon
682
Strategy Inc
MSTR
$38.4B
$2K ﹤0.01%
40
– –
MVIS icon
683
Microvision
MVIS
$78.9M
$2K ﹤0.01%
21
– –
ONL
684
Orion Office REIT
ONL
$160M
$2K ﹤0.01%
+101
New +$2K
OTIS icon
685
Otis Worldwide
OTIS
$28.2B
$2K ﹤0.01%
25
-17
-40% -$1.42K
PATH icon
686
UiPath
PATH
$7.8B
$2K ﹤0.01%
+50
New +$2.47K
PINS icon
687
Pinterest
PINS
$13.4B
$2K ﹤0.01%
50
– –
PLUG icon
688
Plug Power
PLUG
$3.04B
$2K ﹤0.01%
80
– –
QFIN icon
689
Qfin Holdings
QFIN
$1.61B
$2K ﹤0.01%
75
– –
RWT
690
Redwood Trust
RWT
$594M
$2K ﹤0.01%
+125
New +$1.69K
SAND
691
DELISTED
Sandstorm Gold
SAND
$2K ﹤0.01%
385
-670
-64% -$4.19K
SPXS icon
692
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$332M
$2K ﹤0.01%
11
– –
SPXU icon
693
ProShares UltraPro Short S&P 500
SPXU
$384M
$2K ﹤0.01%
7
– –
SSRM icon
694
SSR Mining
SSRM
$6.48B
$2K ﹤0.01%
90
– –
TM icon
695
Toyota
TM
$225B
$2K ﹤0.01%
10
– –
ULE icon
696
ProShares Ultra Euro
ULE
$4.43M
$2K ﹤0.01%
+150
New +$2.03K
VBK icon
697
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$2K ﹤0.01%
6
– –
VONG icon
698
Vanguard Russell 1000 Growth ETF
VONG
$45.8B
$2K ﹤0.01%
25
-50
-67% -$3.81K
WRB icon
699
W.R. Berkley
WRB
$26.6B
$2K ﹤0.01%
56
– –
XOP icon
700
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.43B
$2K ﹤0.01%
+20
New +$2.05K
26 27
28
29 30

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PDL
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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.