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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USCI icon
676
US Commodity Index
USCI
$365M
$2K ﹤0.01%
50
– –
VBK icon
677
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$2K ﹤0.01%
6
– –
WKSP icon
678
Worksport
WKSP
$10.5M
$2K ﹤0.01%
+27
New +$1.54K
WRB icon
679
W.R. Berkley
WRB
$26.6B
$2K ﹤0.01%
56
– –
XPO icon
680
XPO
XPO
$23.7B
$2K ﹤0.01%
34
-24
-41% -$1.2K
AIOT
681
PowerFleet Inc
AIOT
$592M
$2K ﹤0.01%
250
– –
ATSG
682
DELISTED
Air Transport Services Group
ATSG
$2K ﹤0.01%
69
– –
SPWR
683
DELISTED
SunPower Corporation Common Stock
SPWR
$2K ﹤0.01%
100
– –
BKCC
684
DELISTED
BlackRock Capital Investment Corporation
BKCC
$2K ﹤0.01%
544
– –
GOEV
685
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
0
– –
FRGI
686
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$2K ﹤0.01%
200
– –
GER
687
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$2K ﹤0.01%
173
+2
+1% +$21
BBBY
688
DELISTED
Bed Bath & Beyond Inc
BBBY
$2K ﹤0.01%
100
– –
DRE
689
DELISTED
Duke Realty Corp.
DRE
$2K ﹤0.01%
33
– –
DIDI
690
DELISTED
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
$2K ﹤0.01%
306
– –
ZNGA
691
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$2K ﹤0.01%
200
– –
RDS.B
692
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$2K ﹤0.01%
43
– –
CHIX
693
DELISTED
Global X MSCI China Financials ETF
CHIX
$2K ﹤0.01%
165
+2
+1% +$29
BHF icon
694
Brighthouse Financial
BHF
$3.5B
$1K ﹤0.01%
24
– –
BKD icon
695
Brookdale Senior Living
BKD
$3.4B
$1K ﹤0.01%
95
– –
BLCN
696
DELISTED
Siren ETF Trust Siren NexGen Economy ETF
BLCN
$1K ﹤0.01%
12
– –
BLOK icon
697
Amplify Blockchain Technology ETF
BLOK
$1.07B
$1K ﹤0.01%
16
– –
BTBT icon
698
Bit Digital
BTBT
$482M
$1K ﹤0.01%
100
– –
CATH icon
699
Global X S&P 500 Catholic Values ETF
CATH
$1.36B
$1K ﹤0.01%
16
-1
-6% -$55
CLNE icon
700
Clean Energy Fuels
CLNE
$346M
$1K ﹤0.01%
100
– –
26 27
28
29 30

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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.