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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+12.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$462M
AUM Growth
+$45M
Cap. Flow
+$2.27M
Cap. Flow %
0.49%
Top 10 Hldgs %
57.24%
Holding
747
New
56
Increased
118
Reduced
87
Closed
37

Top Buys

Rank Stock Value
1
EWG icon
iShares MSCI Germany ETF
EWG
+$19.7M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$19.1M
3
INDA icon
iShares MSCI India ETF
INDA
+$18.5M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$18.5M
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M

Top Sells

Rank Stock Value
1
GXC icon
State Street SPDR S&P China ETF
GXC
+$21.8M
2
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.4M
3
FM
iShares Frontier and Select EM ETF
FM
+$18.9M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$18.6M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Consumer Discretionary 3.88%
3 Industrials 2.7%
4 Healthcare 1.6%
5 Consumer Staples 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMO
676
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$1K ﹤0.01%
95
– –
RDS.B
677
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1K ﹤0.01%
43
– –
MFGP
678
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$1K ﹤0.01%
227
– –
ADNT icon
679
Adient
ADNT
$1.45B
$0 ﹤0.01%
8
– –
ANET icon
680
Arista Networks
ANET
$242B
– –
-400
Closed -$5K
AOUT icon
681
American Outdoor Brands
AOUT
$159M
$0 ﹤0.01%
13
– –
AVAV icon
682
AeroVironment
AVAV
$9.45B
– –
-100
Closed -$6K
BAC.PRL icon
683
Bank of America Series L
BAC.PRL
$4B
– –
-55
Closed -$82K
BKD icon
684
Brookdale Senior Living
BKD
$3.34B
$0 ﹤0.01%
95
– –
BLCN
685
DELISTED
Siren ETF Trust Siren NexGen Economy ETF
BLCN
$0 ﹤0.01%
12
– –
BTO
686
John Hancock Financial Opportunities Fund
BTO
$799M
– –
-328
Closed -$7K
CDNS icon
687
Cadence Design Systems
CDNS
$93.7B
– –
-20
Closed -$2K
CHWY icon
688
Chewy
CHWY
$9.46B
– –
-30
Closed -$2K
DGP icon
689
DB Gold Double Long ETN due February 15, 2038
DGP
$249M
– –
-100
Closed -$4K
DKNG icon
690
DraftKings
DKNG
$12.2B
– –
-83
Closed -$5K
DXCM icon
691
DexCom
DXCM
$32.7B
– –
-60
Closed -$6K
EEMV icon
692
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.55B
$0 ﹤0.01%
+5
New +$292
CHRN
693
ChronoScale Holdings
CHRN
$3.17B
$0 ﹤0.01%
4
– –
EPD icon
694
Enterprise Products Partners
EPD
$82.1B
– –
-185
Closed -$3K
ERX icon
695
Direxion Daily Energy Bull 2X ETF
ERX
$229M
– –
-100
Closed -$1K
ET icon
696
Energy Transfer Partners
ET
$70.4B
– –
-500
Closed -$3K
FLR icon
697
Fluor
FLR
$7.71B
– –
-28
Closed –
FOXA icon
698
Fox Class A
FOXA
$26.5B
– –
-18
Closed -$1K
GH icon
699
Guardant Health
GH
$22.9B
– –
-30
Closed -$3K
GRPN icon
700
Groupon
GRPN
$932M
$0 ﹤0.01%
10
– –
26 27
28
29 30

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Tradewinds Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Tradewinds Capital Management held 747 positions worth $462M, up 11% from $417M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2020 filing shows 56 new, 118 increased, 87 reduced and 37 closed positions. Its largest new stake was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M. The largest sale was State Street SPDR S&P China ETF, an estimated $21.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q4 2020 buy was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M.
  • Tradewinds Capital Management added most to iShares MSCI Germany ETF in Q4 2020, an estimated $19.7M increase.
  • Tradewinds Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P China ETF, cutting an estimated $21.8M.
  • Tradewinds Capital Management fully exited Bank of America Series L in Q4 2020, selling an estimated $82K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $462M portfolio in Q4 2020.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2020.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $462M.

Based on Tradewinds Capital Management's 13F filing for Q4 2020, filed 10 Feb 2021.