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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$66.5M
Cap. Flow
+$48.5M
Cap. Flow %
15.21%
Top 10 Hldgs %
60.16%
Holding
729
New
89
Increased
156
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.3M
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$14.7M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$14.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$14.7M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$13.5M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$28.9M
2
EWA icon
iShares MSCI Australia ETF
EWA
+$14.6M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$14.2M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.1M
5
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$4.09M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Industrials 4.35%
3 Consumer Discretionary 4.04%
4 Healthcare 2.06%
5 Financials 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DG icon
676
Dollar General
DG
$27.9B
– –
-9
Closed -$1K
CHRN
677
ChronoScale Holdings
CHRN
$3.04B
$0 ﹤0.01%
4
– –
FSM icon
678
Fortuna Silver Mines
FSM
$3.07B
– –
-500
Closed -$2K
FTS icon
679
Fortis
FTS
$28.7B
– –
-300
Closed -$13K
GRMN
680
Garmin
GRMN
$60B
– –
-80
Closed -$7K
GRPN icon
681
Groupon
GRPN
$1.02B
$0 ﹤0.01%
10
– –
IGPT icon
682
Invesco AI and Next Gen Software ETF
IGPT
$1.21B
$0 ﹤0.01%
15
– –
KEYS icon
683
Keysight
KEYS
$58.3B
$0 ﹤0.01%
1
– –
KTB icon
684
Kontoor Brands
KTB
$4.26B
$0 ﹤0.01%
9
– –
LEN.B icon
685
Lennar Class B
LEN.B
$20.8B
$0 ﹤0.01%
6
+4
+200% +$178
MJ icon
686
Amplify Alternative Harvest ETF
MJ
$105M
$0 ﹤0.01%
2
– –
MTSI icon
687
MACOM Technology Solutions
MTSI
$23.7B
$0 ﹤0.01%
18
– –
NAK
688
Northern Dynasty Minerals
NAK
$958M
$0 ﹤0.01%
600
– –
NGD
689
DELISTED
New Gold Inc
NGD
$0 ﹤0.01%
126
– –
NVT icon
690
nVent Electric
NVT
$26.7B
$0 ﹤0.01%
+6
New +$139
OGI
691
Organigram Holdings
OGI
$139M
$0 ﹤0.01%
2
– –
PINS icon
692
Pinterest
PINS
$13.4B
– –
-50
Closed -$1K
PLUG icon
693
Plug Power
PLUG
$3.04B
$0 ﹤0.01%
80
– –
PNR icon
694
Pentair
PNR
$11B
$0 ﹤0.01%
+6
New +$253
PPLT
695
abrdn Physical Platinum Shares ETF
PPLT
$2.02B
– –
-250
Closed -$2K
QCLN icon
696
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$634M
$0 ﹤0.01%
15
– –
HTT
697
High Templar Tech Ltd
HTT
$391M
– –
-219
Closed -$2K
RNG icon
698
RingCentral
RNG
$5.28B
– –
-100
Closed -$13K
RWO icon
699
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
– –
-3,474
Closed -$180K
SKYY icon
700
First Trust Cloud Computing ETF
SKYY
$3.12B
$0 ﹤0.01%
8
– –
26 27
28
29 30

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PDL
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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Tradewinds Capital Management held 729 positions worth $319M, up 26% from $252M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Tradewinds Capital Management deployed $48.5M of net new capital in Q4 2019, opening 89 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $28.9M trimmed.

  • Tradewinds Capital Management's largest Q4 2019 buy was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $28.9M.
  • Tradewinds Capital Management fully exited SPDR Solactive Germany ETF in Q4 2019, selling an estimated $1.38M.
  • Tradewinds Capital Management's ten largest holdings make up 60% of its $319M portfolio in Q4 2019.
  • Tradewinds Capital Management opened 89 new positions and closed 28 in Q4 2019.
  • Tradewinds Capital Management's portfolio value rose 26% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.