We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$1.48M
Cap. Flow %
-0.72%
Top 10 Hldgs %
56.5%
Holding
787
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

Rank Stock Value
1
EWP icon
iShares MSCI Spain ETF
EWP
+$12.1M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$5.5M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.85M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.84M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.74M

Top Sells

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11.6M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.59M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$920K

Sector Composition

Rank Sector Weight
1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIN
676
DELISTED
Windstream Holdings Inc
WIN
$1K ﹤0.01%
61
– –
JUNO
677
DELISTED
Juno Therapeutics, Inc.
JUNO
$1K ﹤0.01%
28
– –
TIME
678
DELISTED
Time Inc.
TIME
$1K ﹤0.01%
49
-66
-57% -$987
ATVI
679
DELISTED
Activision Blizzard
ATVI
$1K ﹤0.01%
+16
New +$1.01K
ESNC
680
DELISTED
EnSync Inc
ESNC
$1K ﹤0.01%
2,000
– –
HRG
681
DELISTED
HRG Group, Inc.
HRG
$1K ﹤0.01%
32
– –
AIV
682
Aimco
AIV
$388M
$0 ﹤0.01%
15
– –
AMBA icon
683
Ambarella
AMBA
$3.7B
– –
-100
Closed -$5K
AMD icon
684
Advanced Micro Devices
AMD
$842B
$0 ﹤0.01%
+25
New +$292
ANET icon
685
Arista Networks
ANET
$240B
$0 ﹤0.01%
+32
New +$428
BB icon
686
BlackBerry
BB
$5.19B
$0 ﹤0.01%
40
– –
BUI icon
687
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$718M
– –
-450
Closed -$9K
CARS icon
688
Cars.com
CARS
$678M
– –
-50
Closed -$1K
CCJ icon
689
Cameco
CCJ
$40.1B
– –
-340
Closed -$3K
CLNE icon
690
Clean Energy Fuels
CLNE
$423M
$0 ﹤0.01%
100
– –
COOP
691
DELISTED
Mr. Cooper
COOP
– –
0
– –
CPA icon
692
Copa Holdings
CPA
$5.99B
– –
-16
Closed -$2K
CROX icon
693
Crocs
CROX
$6.64B
$0 ﹤0.01%
25
– –
CVU icon
694
CPI Aerostructures
CVU
$65.8M
$0 ﹤0.01%
1
– –
DDD icon
695
3D Systems Corp
DDD
$562M
$0 ﹤0.01%
+40
New +$411
EBND icon
696
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.27B
$0 ﹤0.01%
+4
New +$118
EWA icon
697
iShares MSCI Australia ETF
EWA
$1.43B
$0 ﹤0.01%
5
-5,879
-100% -$134K
FAX
698
abrdn Asia-Pacific Income Fund
FAX
$597M
– –
-2,000
Closed -$10K
FSK icon
699
FS KKR Capital
FSK
$3.16B
– –
-103
Closed -$3K
FSTA icon
700
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.41B
– –
-72
Closed -$2K
26 27
28
29 30

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
GWAG
Garrett Wealth Advisory Group Weatherford, Texas $562M AUM 16.6% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AC
Addison Capital Conshohocken, Pennsylvania $562M AUM 18.57% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return

Tradewinds Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Tradewinds Capital Management held 787 positions worth $205M, up 4.6% from $196M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2017 filing shows 95 new, 97 increased, 106 reduced and 51 closed positions. Its largest new stake was iShares MSCI Spain ETF: 366,707 shares worth $12M. The largest sale was Invesco S&P 500 Equal Weight Financials ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2017 buy was iShares MSCI Spain ETF: 366,707 shares worth $12M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Europe ETF in Q4 2017, an estimated $5.5M increase.
  • Tradewinds Capital Management's biggest Q4 2017 reduction was Invesco S&P 500 Equal Weight Financials ETF, cutting an estimated $11.6M.
  • Tradewinds Capital Management fully exited Fortis in Q4 2017, selling an estimated $116K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $205M portfolio in Q4 2017.
  • Tradewinds Capital Management opened 95 new positions and closed 51 in Q4 2017.
  • Tradewinds Capital Management's portfolio value rose 4.6% quarter-over-quarter to $205M.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.