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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$140M
AUM Growth
-$7.22M
Cap. Flow
-$9.67M
Cap. Flow %
-6.93%
Top 10 Hldgs %
46.3%
Holding
722
New
87
Increased
108
Reduced
87
Closed
60

Top Buys

Rank Stock Value
1
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.45M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.45M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$1.12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$925K
5
SCHH icon
Schwab US REIT ETF
SCHH
+$583K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.98M
2
VKI icon
Invesco Advantage Municipal Income Trust II
VKI
+$1.65M
3
MSFT icon
Microsoft
MSFT
+$950K
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$895K
5
MUS
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
+$674K

Sector Composition

Rank Sector Weight
1 Technology 21.88%
2 Industrials 7.09%
3 Healthcare 5.09%
4 Consumer Discretionary 5.05%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIG icon
676
Vanguard Dividend Appreciation ETF
VIG
$114B
– –
-387
Closed -$31K
VKI icon
677
Invesco Advantage Municipal Income Trust II
VKI
$398M
– –
-133,267
Closed -$1.65M
VVX icon
678
V2X
VVX
$2.47B
$0 ﹤0.01%
+1
New +$24
VIVS
679
VivoSim Labs
VIVS
$1.28M
– –
0
– –
MRO
680
DELISTED
Marathon Oil Corporation
MRO
– –
-4,000
Closed -$45K
VRTV
681
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
+4
New +$155
AVTA
682
DELISTED
Avantax, Inc. Common Stock
AVTA
$0 ﹤0.01%
+10
New +$79
MFL
683
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
– –
-4,200
Closed -$64K
NUAN
684
DELISTED
Nuance Communications, Inc.
NUAN
$0 ﹤0.01%
+12
New +$178
ZIXI
685
DELISTED
Zix Corporation
ZIXI
$0 ﹤0.01%
+75
New +$293
BSD
686
DELISTED
The BlackRock Strategic Municipal Trust
BSD
– –
-35,000
Closed -$509K
MUH
687
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
– –
-23,095
Closed -$375K
CHK
688
DELISTED
Chesapeake Energy Corporation
CHK
– –
0
– –
AGN
689
DELISTED
Allergan plc
AGN
– –
-13
Closed -$3K
VIAB
690
DELISTED
Viacom Inc. Class B
VIAB
– –
-1,254
Closed -$52K
CCA
691
DELISTED
MFS California Municipal Fund
CCA
– –
-12,000
Closed -$147K
GM.WS.B
692
DELISTED
General Motors Company
GM.WS.B
$0 ﹤0.01%
+35
New +$441
JJG
693
DELISTED
iPath Bloomberg Grains Subindex Total Return ETN due October 22, 2037
JJG
– –
-50
Closed -$2K
JO
694
DELISTED
iPath Bloomberg Coffee Subindex Total Return ETN due June 24, 2038
JO
– –
-100
Closed -$2K
LVNTA
695
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$0 ﹤0.01%
+11
New +$418
FIG
696
DELISTED
Fortress Investment Group Llc
FIG
– –
-4,000
Closed -$19K
UWTI
697
DELISTED
VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9,
UWTI
– –
-350
Closed -$7K
QLTI
698
DELISTED
QLT Inc
QLTI
$0 ﹤0.01%
+50
New +$77
NZH
699
DELISTED
Nuveen Calif Div
NZH
– –
-21,500
Closed -$324K
GM.WS.A
700
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
– –
-35
Closed -$1K
25 26 27
28
29

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Tradewinds Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, Tradewinds Capital Management held 722 positions worth $140M, down 4.9% from $147M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management withdrew a net $9.67M in Q2 2016, closing 60 positions and reducing 87 holdings. Its most notable exit was Invesco Advantage Municipal Income Trust II, an estimated $1.65M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in ProShares UltraPro Short QQQ worth $92K.

  • Tradewinds Capital Management's largest Q2 2016 buy was ProShares UltraPro Short QQQ: 1 share worth $92K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 400 Mid Cap Value ETF in Q2 2016, an estimated $1.45M increase.
  • Tradewinds Capital Management's biggest Q2 2016 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $2.98M.
  • Tradewinds Capital Management fully exited Invesco Advantage Municipal Income Trust II in Q2 2016, selling an estimated $1.65M.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $140M portfolio in Q2 2016.
  • Tradewinds Capital Management opened 87 new positions and closed 60 in Q2 2016.
  • Tradewinds Capital Management's portfolio value fell 4.9% quarter-over-quarter to $140M.

Based on Tradewinds Capital Management's 13F filing for Q2 2016, filed 29 Jul 2016.