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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+8.48%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$10.5M
Cap. Flow
+$497K
Cap. Flow %
0.36%
Top 10 Hldgs %
44.58%
Holding
731
New
48
Increased
112
Reduced
88
Closed
48

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.28M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$886K
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$330K
4
VKQ icon
Invesco Municipal Trust
VKQ
+$149K
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$132K

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$7.86M
2
MSFT icon
Microsoft
MSFT
+$1.53M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$320K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$308K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$297K

Sector Composition

Rank Sector Weight
1 Technology 25.22%
2 Industrials 6.97%
3 Consumer Discretionary 5.15%
4 Healthcare 5.13%
5 Financials 2.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHM icon
676
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$0 ﹤0.01%
3
– –
SPTL icon
677
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
$0 ﹤0.01%
12
– –
SSO icon
678
ProShares Ultra S&P500
SSO
$8.36B
– –
-120
Closed -$1K
STE icon
679
Steris
STE
$23.1B
$0 ﹤0.01%
3
– –
TDC icon
680
Teradata
TDC
$2.55B
$0 ﹤0.01%
13
– –
TEVA icon
681
Teva Pharmaceuticals
TEVA
$41.2B
– –
-28
Closed -$2K
TR icon
682
Tootsie Roll Industries
TR
$2.98B
$0 ﹤0.01%
14
– –
UEC icon
683
Uranium Energy
UEC
$5.57B
$0 ﹤0.01%
440
– –
UIS icon
684
Unisys
UIS
$217M
– –
-24
Closed –
VGZ icon
685
Vista Gold
VGZ
$308M
– –
-2,800
Closed -$1K
VHC icon
686
VirnetX Holding Corp
VHC
$63.1M
$0 ﹤0.01%
5
– –
VOX icon
687
Vanguard Communication Services ETF
VOX
$5.76B
$0 ﹤0.01%
4
– –
VVX icon
688
V2X
VVX
$2.65B
$0 ﹤0.01%
1
– –
WU icon
689
Western Union
WU
$2.21B
$0 ﹤0.01%
1
– –
XHB icon
690
State Street SPDR S&P Homebuilders ETF
XHB
$1.56B
– –
-50
Closed -$1.78K
XLB icon
691
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$0 ﹤0.01%
20
– –
XOMA
692
DELISTED
Xoma
XOMA
– –
-50
Closed -$1K
VIVS
693
VivoSim Labs
VIVS
$1.64M
– –
0
– –
MRO
694
DELISTED
Marathon Oil Corporation
MRO
– –
-90
Closed -$1K
KBND
695
DELISTED
KraneShares Bloomberg China Bond Inclusion Index ETF
KBND
– –
-100
Closed -$3K
VRTV
696
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
4
– –
AVTA
697
DELISTED
Avantax, Inc. Common Stock
AVTA
$0 ﹤0.01%
10
– –
LTRPA
698
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
– –
-4
Closed –
TWTR
699
DELISTED
Twitter, Inc.
TWTR
– –
-13
Closed –
NUAN
700
DELISTED
Nuance Communications, Inc.
NUAN
$0 ﹤0.01%
12
– –
26 27
28
29 30

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Tradewinds Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Tradewinds Capital Management held 731 positions worth $138M, up 8.2% from $128M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2015 filing shows 48 new, 112 increased, 88 reduced and 48 closed positions. Its largest new stake was Alphabet (Google) Class A: 8,920 shares worth $347K. The largest sale was Schwab International Equity ETF, an estimated $7.86M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2015 buy was Alphabet (Google) Class A: 8,920 shares worth $347K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q4 2015, an estimated $8.28M increase.
  • Tradewinds Capital Management's biggest Q4 2015 reduction was Schwab International Equity ETF, cutting an estimated $7.86M.
  • Tradewinds Capital Management fully exited COMCAST CORP SPL A (NEW) in Q4 2015, selling an estimated $74K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2015.
  • Tradewinds Capital Management opened 48 new positions and closed 48 in Q4 2015.
  • Tradewinds Capital Management's portfolio value rose 8.2% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2015, filed 27 Jan 2016.