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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$135M
AUM Growth
-$3.37M
Cap. Flow
-$2.69M
Cap. Flow %
-1.99%
Top 10 Hldgs %
43.02%
Holding
690
New
42
Increased
94
Reduced
84
Closed
49

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$8.99M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$2.62M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$150K
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$90.8K
5
QRVO icon
Qorvo
QRVO
+$65.6K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$10M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.27M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$833K
4
MSFT icon
Microsoft
MSFT
+$735K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$514K

Sector Composition

Rank Sector Weight
1 Technology 24.4%
2 Industrials 7.87%
3 Healthcare 5.49%
4 Consumer Discretionary 4.64%
5 Consumer Staples 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOL
676
DELISTED
AOL INC COMMON STOCK
AOL
$0 ﹤0.01%
9
– –
CFN
677
DELISTED
CAREFUSION CORPORATION
CFN
– –
-726
Closed -$43K
SIMG
678
DELISTED
SILICON IMAGE INC
SIMG
– –
-1,000
Closed -$6K
DRL
679
DELISTED
DORAL FINANCIAL CORPORATION (NEW)
DRL
– –
-50
Closed –
SWY
680
DELISTED
SAFEWAY INC
SWY
– –
-1,200
Closed -$42K
TQNT
681
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
– –
-2,200
Closed -$61K
STRZA
682
DELISTED
Starz - Series A
STRZA
$0 ﹤0.01%
14
– –
FBC
683
DELISTED
Flagstar Bancorp, Inc. New
FBC
$0 ﹤0.01%
26
– –
PGH
684
DELISTED
Pengrowth Energy Corporation
PGH
$0 ﹤0.01%
55
– –
COV
685
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
– –
-65
Closed -$7K
AST
686
DELISTED
Asterias Biotherapeutics Inc. Series A
AST
$0 ﹤0.01%
2
– –
EIA
687
DELISTED
Eaton Vance California Municipal Bond II Shares of Ben. Int.
EIA
– –
-11,500
Closed -$145K
AGN
688
DELISTED
Allergan Inc
AGN
– –
-36
Closed -$8K
HRG
689
DELISTED
HRG Group, Inc.
HRG
$0 ﹤0.01%
32
– –
24 25 26 27
28

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Tradewinds Capital Management's Q1 2015 Portfolio in Review

As of Q1 2015, Tradewinds Capital Management held 690 positions worth $135M, down 2.4% from $138M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Tradewinds Capital Management's Q1 2015 filing shows 42 new, 94 increased, 84 reduced and 49 closed positions. Its largest new stake was Qorvo: 921 shares worth $73K. The largest sale was Schwab US REIT ETF, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q1 2015 buy was Qorvo: 921 shares worth $73K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q1 2015, an estimated $8.99M increase.
  • Tradewinds Capital Management's biggest Q1 2015 reduction was Schwab US REIT ETF, cutting an estimated $10M.
  • Tradewinds Capital Management fully exited Eaton Vance California Municipal Bond II Shares of Ben. Int. in Q1 2015, selling an estimated $145K.
  • Tradewinds Capital Management's ten largest holdings make up 43% of its $135M portfolio in Q1 2015.
  • Tradewinds Capital Management opened 42 new positions and closed 49 in Q1 2015.
  • Tradewinds Capital Management's portfolio value fell 2.4% quarter-over-quarter to $135M.

Based on Tradewinds Capital Management's 13F filing for Q1 2015, filed 4 May 2015.