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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$6.48M
Cap. Flow
-$381K
Cap. Flow %
-0.28%
Top 10 Hldgs %
45.16%
Holding
691
New
65
Increased
105
Reduced
120
Closed
43

Top Buys

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.7M
2
HON icon
Honeywell
HON
+$1.25M
3
UPS icon
United Parcel Service
UPS
+$702K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$480K
5
WAFD icon
WaFd
WAFD
+$432K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.44M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.28M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.27M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$646K
5
AAPL icon
Apple
AAPL
+$421K

Sector Composition

Rank Sector Weight
1 Technology 26.74%
2 Industrials 7.87%
3 Healthcare 5.27%
4 Consumer Discretionary 4.24%
5 Consumer Staples 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOL
676
DELISTED
AOL INC COMMON STOCK
AOL
$0 ﹤0.01%
9
-12
-57% -$528
ANV
677
DELISTED
Allied Nevada Gold Corp
ANV
– –
-813
Closed -$3K
DRL
678
DELISTED
DORAL FINANCIAL CORPORATION (NEW)
DRL
$0 ﹤0.01%
50
– –
KMP
679
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
– –
-319
Closed -$30K
DNDN
680
DELISTED
DENDREON CORPORATION
DNDN
– –
-2,200
Closed -$3K
STRZA
681
DELISTED
Starz - Series A
STRZA
$0 ﹤0.01%
14
– –
FBC
682
DELISTED
Flagstar Bancorp, Inc. New
FBC
$0 ﹤0.01%
26
– –
PGH
683
DELISTED
Pengrowth Energy Corporation
PGH
$0 ﹤0.01%
55
– –
BSCK
684
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
– –
-727
Closed -$15K
BSCH
685
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
– –
-1,317
Closed -$30K
GG
686
DELISTED
Goldcorp Inc
GG
– –
-105
Closed -$2K
AST
687
DELISTED
Asterias Biotherapeutics Inc. Series A
AST
$0 ﹤0.01%
+2
New +$8
REXX
688
DELISTED
Rex Energy Corporation
REXX
– –
-20
Closed -$3K
SPLS
689
DELISTED
Staples Inc
SPLS
– –
-445
Closed -$5K
HRG
690
DELISTED
HRG Group, Inc.
HRG
$0 ﹤0.01%
32
– –
24 25 26 27
28

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Tradewinds Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Tradewinds Capital Management held 691 positions worth $138M, up 4.9% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2014 filing shows 65 new, 105 increased, 120 reduced and 43 closed positions. Its largest new stake was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K. The largest sale was Microsoft, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2014, an estimated $1.7M increase.
  • Tradewinds Capital Management's biggest Q4 2014 reduction was Microsoft, cutting an estimated $1.44M.
  • Tradewinds Capital Management fully exited BlackRock Investment Quality Municipal Trust in Q4 2014, selling an estimated $320K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2014.
  • Tradewinds Capital Management opened 65 new positions and closed 43 in Q4 2014.
  • Tradewinds Capital Management's portfolio value rose 4.9% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.