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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.26%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$131M
AUM Growth
+$9.32M
Cap. Flow
+$4.89M
Cap. Flow %
3.72%
Top 10 Hldgs %
45.72%
Holding
691
New
49
Increased
88
Reduced
100
Closed
61

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.89M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$2.33M
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$507K
4
FFIV icon
F5
FFIV
+$389K
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$274K

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.96M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.37M
3
MSFT icon
Microsoft
MSFT
+$993K
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$556K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$497K

Sector Composition

Rank Sector Weight
1 Technology 27.39%
2 Industrials 6.79%
3 Healthcare 5.04%
4 Consumer Discretionary 4.06%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CQB
676
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
– –
-1,840
Closed -$23K
STRZA
677
DELISTED
Starz - Series A
STRZA
$0 ﹤0.01%
14
– –
NCU
678
DELISTED
NUVEEN (CAL) PREM INCM MUNI FD
NCU
– –
-19,700
Closed -$267K
NCP
679
DELISTED
NUVEEN CALIF PERF MUNI FUND
NCP
– –
-5,200
Closed -$72K
NQC
680
DELISTED
NUVEEN CALIF INVT QUAL MUNI FD
NQC
– –
-24,600
Closed -$342K
NVC
681
DELISTED
NUVEEN CALIF SELECT QUAL MUNI
NVC
– –
-5,100
Closed -$74K
LCAV
682
DELISTED
LCA-VISION INC
LCAV
– –
-450
Closed -$2K
LSI
683
DELISTED
LSI CORPORATION
LSI
– –
-108
Closed -$1K
BEAM
684
DELISTED
BEAM INC COM STK (DE)
BEAM
– –
-600
Closed -$50K
WBCO
685
DELISTED
WASHINGTON BANKING CO
WBCO
– –
-200
Closed -$4K
FBC
686
DELISTED
Flagstar Bancorp, Inc. New
FBC
$0 ﹤0.01%
26
– –
PGH
687
DELISTED
Pengrowth Energy Corporation
PGH
$0 ﹤0.01%
55
– –
ESV
688
DELISTED
Ensco Rowan plc
ESV
– –
-25
Closed -$5K
CHL
689
DELISTED
China Mobile Limited
CHL
– –
-100
Closed -$5K
NPF
690
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
– –
-1,975
Closed -$26K
KRU
691
DELISTED
ProShares Ultra S&P Regional Banking of Proshares Trust
KRU
– –
-100
Closed -$5K
24 25 26 27
28

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AAS
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FGAM
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MCM
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KF
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TCP
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Tradewinds Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Tradewinds Capital Management held 691 positions worth $131M, up 7.6% from $122M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management deployed $4.89M of net new capital in Q2 2014, opening 49 new positions and adding to 88 existing holdings. Its largest new stake was Trinity Industries: 833 shares worth $26K.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $2.96M trimmed.

  • Tradewinds Capital Management's largest Q2 2014 buy was Trinity Industries: 833 shares worth $26K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q2 2014, an estimated $8.89M increase.
  • Tradewinds Capital Management's biggest Q2 2014 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $2.96M.
  • Tradewinds Capital Management fully exited NUVEEN CALIF INVT QUAL MUNI FD in Q2 2014, selling an estimated $342K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $131M portfolio in Q2 2014.
  • Tradewinds Capital Management opened 49 new positions and closed 61 in Q2 2014.
  • Tradewinds Capital Management's portfolio value rose 7.6% quarter-over-quarter to $131M.

Based on Tradewinds Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.