We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSHD icon
651
Goosehead Insurance
GSHD
$2.32B
$2K ﹤0.01%
10
– –
GT icon
652
Goodyear
GT
$1.85B
$2K ﹤0.01%
120
– –
GXO icon
653
GXO Logistics
GXO
$5.55B
$2K ﹤0.01%
+20
New +$1.57K
HL icon
654
Hecla Mining
HL
$11.3B
$2K ﹤0.01%
290
– –
IAG icon
655
IAMGOLD
IAG
$10.5B
$2K ﹤0.01%
705
– –
KBH icon
656
KB Home
KBH
$3.59B
$2K ﹤0.01%
50
– –
LIT icon
657
Global X Lithium & Battery Tech ETF
LIT
$1.59B
$2K ﹤0.01%
27
– –
MAXN
658
DELISTED
Maxeon Solar Technologies
MAXN
$2K ﹤0.01%
1
– –
DFTX
659
Definium Therapeutics
DFTX
$6.12B
$2K ﹤0.01%
53
– –
MSTR icon
660
Strategy Inc
MSTR
$38.4B
$2K ﹤0.01%
40
– –
NAVI icon
661
Navient
NAVI
$853M
$2K ﹤0.01%
100
– –
OGS icon
662
ONE Gas
OGS
$5.04B
$2K ﹤0.01%
34
– –
OTLY
663
Oatly Group
OTLY
$438M
$2K ﹤0.01%
7
– –
PHI icon
664
PLDT
PHI
$4.33B
$2K ﹤0.01%
75
– –
PLUG icon
665
Plug Power
PLUG
$3.04B
$2K ﹤0.01%
80
– –
QFIN icon
666
Qfin Holdings
QFIN
$1.61B
$2K ﹤0.01%
75
– –
RXL icon
667
ProShares Ultra Health Care
RXL
$87.7M
$2K ﹤0.01%
48
– –
SANA icon
668
Sana Biotechnology
SANA
$980M
$2K ﹤0.01%
75
– –
SFM icon
669
Sprouts Farmers Market
SFM
$8.01B
$2K ﹤0.01%
100
– –
SGDM icon
670
Sprott Gold Miners ETF
SGDM
$662M
$2K ﹤0.01%
95
– –
SONO icon
671
Sonos
SONO
$1.85B
$2K ﹤0.01%
50
– –
SPXU icon
672
ProShares UltraPro Short S&P 500
SPXU
$384M
$2K ﹤0.01%
7
– –
TM icon
673
Toyota
TM
$225B
$2K ﹤0.01%
10
– –
TRUP icon
674
Trupanion
TRUP
$1.18B
$2K ﹤0.01%
+25
New +$2.46K
UPST icon
675
Upstart Holdings
UPST
$3.03B
$2K ﹤0.01%
+7
New +$1.38K
25 26
27
28 29

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.