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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$502M
AUM Growth
+$40.2M
Cap. Flow
+$19.8M
Cap. Flow %
3.94%
Top 10 Hldgs %
58.43%
Holding
811
New
97
Increased
132
Reduced
114
Closed
37

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$24M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$23.4M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$22.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$22.2M
5
JJE
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
+$21.4M

Top Sells

Rank Stock Value
1
EWY icon
iShares MSCI South Korea ETF
EWY
+$22M
2
EWG icon
iShares MSCI Germany ETF
EWG
+$21.4M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$21.3M
4
INDA icon
iShares MSCI India ETF
INDA
+$21.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$20.7M

Sector Composition

Rank Sector Weight
1 Technology 16.07%
2 Consumer Discretionary 3.57%
3 Industrials 2.82%
4 Healthcare 1.56%
5 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TER icon
651
Teradyne
TER
$57.5B
$2K ﹤0.01%
20
– –
TM icon
652
Toyota
TM
$223B
$2K ﹤0.01%
10
– –
USCI icon
653
US Commodity Index
USCI
$375M
$2K ﹤0.01%
50
– –
VMD icon
654
Viemed Healthcare
VMD
$358M
$2K ﹤0.01%
200
– –
VTR icon
655
Ventas
VTR
$47.4B
$2K ﹤0.01%
+30
New +$1.54K
WRB icon
656
W.R. Berkley
WRB
$26.3B
$2K ﹤0.01%
56
– –
XPO icon
657
XPO
XPO
$23.5B
$2K ﹤0.01%
+58
New +$2.41K
AIOT
658
PowerFleet Inc
AIOT
$396M
$2K ﹤0.01%
+250
New +$2.06K
ATSG
659
DELISTED
Air Transport Services Group
ATSG
$2K ﹤0.01%
+69
New +$1.96K
BKCC
660
DELISTED
BlackRock Capital Investment Corporation
BKCC
$2K ﹤0.01%
544
– –
GOEV
661
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
0
– –
GER
662
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$2K ﹤0.01%
168
+3
+2% +$27
DBD
663
DELISTED
Diebold Nixdorf Incorporated
DBD
$2K ﹤0.01%
129
– –
ABB
664
DELISTED
ABB Ltd
ABB
$2K ﹤0.01%
+63
New +$1.89K
ZNGA
665
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$2K ﹤0.01%
200
– –
RDS.B
666
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$2K ﹤0.01%
43
– –
PRSP
667
DELISTED
Perspecta Inc. Common Stock
PRSP
$2K ﹤0.01%
85
– –
MFGP
668
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$2K ﹤0.01%
227
– –
AMBA icon
669
Ambarella
AMBA
$3.68B
$1K ﹤0.01%
10
– –
AMT icon
670
American Tower
AMT
$79B
$1K ﹤0.01%
+4
New +$891
BHF icon
671
Brighthouse Financial
BHF
$3.45B
$1K ﹤0.01%
24
– –
BKD icon
672
Brookdale Senior Living
BKD
$3.31B
$1K ﹤0.01%
95
– –
BLCN
673
DELISTED
Siren ETF Trust Siren NexGen Economy ETF
BLCN
$1K ﹤0.01%
12
– –
BLOK icon
674
Amplify Blockchain Technology ETF
BLOK
$1.05B
$1K ﹤0.01%
16
– –
BSV icon
675
Vanguard Short-Term Bond ETF
BSV
$45.6B
$1K ﹤0.01%
+12
New +$991
25 26
27
28 29

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Tradewinds Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Tradewinds Capital Management held 811 positions worth $502M, up 8.7% from $462M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q1 2021, opening 97 new positions and adding to 132 existing holdings. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI South Korea ETF, an estimated $22M trimmed.

  • Tradewinds Capital Management's largest Q1 2021 buy was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q1 2021, an estimated $23.4M increase.
  • Tradewinds Capital Management's biggest Q1 2021 reduction was iShares MSCI South Korea ETF, cutting an estimated $22M.
  • Tradewinds Capital Management fully exited Otelco, Inc. Class A in Q1 2021, selling an estimated $265K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $502M portfolio in Q1 2021.
  • Tradewinds Capital Management opened 97 new positions and closed 37 in Q1 2021.
  • Tradewinds Capital Management's portfolio value rose 8.7% quarter-over-quarter to $502M.

Based on Tradewinds Capital Management's 13F filing for Q1 2021, filed 23 Apr 2021.