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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+12.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$462M
AUM Growth
+$45M
Cap. Flow
+$2.27M
Cap. Flow %
0.49%
Top 10 Hldgs %
57.24%
Holding
747
New
56
Increased
118
Reduced
87
Closed
37

Top Buys

Rank Stock Value
1
EWG icon
iShares MSCI Germany ETF
EWG
+$19.7M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$19.1M
3
INDA icon
iShares MSCI India ETF
INDA
+$18.5M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$18.5M
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M

Top Sells

Rank Stock Value
1
GXC icon
State Street SPDR S&P China ETF
GXC
+$21.8M
2
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.4M
3
FM
iShares Frontier and Select EM ETF
FM
+$18.9M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$18.6M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Consumer Discretionary 3.88%
3 Industrials 2.7%
4 Healthcare 1.6%
5 Consumer Staples 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUX icon
651
McEwen Inc
MUX
$1.18B
$1K ﹤0.01%
52
– –
NOK icon
652
Nokia
NOK
$51B
$1K ﹤0.01%
168
-2,430
-94% -$9.57K
OR icon
653
OR Royalties Inc
OR
$6.32B
$1K ﹤0.01%
90
– –
PPBI
654
DELISTED
Pacific Premier Bancorp
PPBI
$1K ﹤0.01%
17
– –
PRGO icon
655
Perrigo
PRGO
$1.76B
$1K ﹤0.01%
18
– –
QCLN icon
656
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$619M
$1K ﹤0.01%
15
– –
SCHH icon
657
Schwab US REIT ETF
SCHH
$11.2B
$1K ﹤0.01%
40
– –
SKYY icon
658
First Trust Cloud Computing ETF
SKYY
$3.22B
$1K ﹤0.01%
8
– –
SONO icon
659
Sonos
SONO
$1.83B
$1K ﹤0.01%
50
– –
SPB icon
660
Spectrum Brands
SPB
$2.02B
$1K ﹤0.01%
13
– –
STE icon
661
Steris
STE
$23.3B
$1K ﹤0.01%
3
– –
SWBI icon
662
Smith & Wesson
SWBI
$636M
$1K ﹤0.01%
52
– –
TPR icon
663
Tapestry
TPR
$33.3B
$1K ﹤0.01%
30
– –
UNIT
664
Uniti Group
UNIT
$2.28B
$1K ﹤0.01%
+100
New +$1.04K
UVE icon
665
Universal Insurance Holdings
UVE
$1.21B
$1K ﹤0.01%
55
+1
+2% +$14
VHC icon
666
VirnetX Holding Corp
VHC
$60.1M
$1K ﹤0.01%
5
– –
INFN
667
DELISTED
Infinera Corporation Common Stock
INFN
$1K ﹤0.01%
+100
New +$793
BKCC
668
DELISTED
BlackRock Capital Investment Corporation
BKCC
$1K ﹤0.01%
544
+15
+3% +$40
PACW
669
DELISTED
PacWest Bancorp
PACW
$1K ﹤0.01%
30
– –
GER
670
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$1K ﹤0.01%
165
+3
+2% +$21
DBD
671
DELISTED
Diebold Nixdorf Incorporated
DBD
$1K ﹤0.01%
129
– –
TEN
672
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$1K ﹤0.01%
+100
New +$945
TWTR
673
DELISTED
Twitter, Inc.
TWTR
$1K ﹤0.01%
15
– –
DRE
674
DELISTED
Duke Realty Corp.
DRE
$1K ﹤0.01%
33
– –
GPL
675
DELISTED
Great Panther Mining Limited
GPL
$1K ﹤0.01%
66
– –
25 26
27
28 29

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Tradewinds Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Tradewinds Capital Management held 747 positions worth $462M, up 11% from $417M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2020 filing shows 56 new, 118 increased, 87 reduced and 37 closed positions. Its largest new stake was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M. The largest sale was State Street SPDR S&P China ETF, an estimated $21.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q4 2020 buy was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M.
  • Tradewinds Capital Management added most to iShares MSCI Germany ETF in Q4 2020, an estimated $19.7M increase.
  • Tradewinds Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P China ETF, cutting an estimated $21.8M.
  • Tradewinds Capital Management fully exited Bank of America Series L in Q4 2020, selling an estimated $82K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $462M portfolio in Q4 2020.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2020.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $462M.

Based on Tradewinds Capital Management's 13F filing for Q4 2020, filed 10 Feb 2021.