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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBBY
651
DELISTED
Bed Bath & Beyond Inc
BBBY
$1K ﹤0.01%
100
– –
SRNE
652
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$1K ﹤0.01%
+50
New +$458
TWTR
653
DELISTED
Twitter, Inc.
TWTR
$1K ﹤0.01%
15
– –
DRE
654
DELISTED
Duke Realty Corp.
DRE
$1K ﹤0.01%
33
– –
GPL
655
DELISTED
Great Panther Mining Limited
GPL
$1K ﹤0.01%
66
– –
FMO
656
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$1K ﹤0.01%
95
– –
RDS.B
657
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1K ﹤0.01%
43
-22
-34% -$630
MFGP
658
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$1K ﹤0.01%
227
– –
ABEV icon
659
Ambev
ABEV
$45.4B
– –
-1,044
Closed -$3K
ADNT icon
660
Adient
ADNT
$1.44B
$0 ﹤0.01%
8
– –
ALE
661
DELISTED
Allete
ALE
– –
-35
Closed -$2K
ANGI icon
662
Angi Inc
ANGI
$186M
– –
-121
Closed -$15K
AOUT icon
663
American Outdoor Brands
AOUT
$160M
$0 ﹤0.01%
+13
New +$189
BCE icon
664
BCE
BCE
$21B
– –
-29
Closed -$1K
BKD icon
665
Brookdale Senior Living
BKD
$3.27B
$0 ﹤0.01%
95
– –
BLCN
666
DELISTED
Siren ETF Trust Siren NexGen Economy ETF
BLCN
$0 ﹤0.01%
+12
New +$404
BLOK icon
667
Amplify Blockchain Technology ETF
BLOK
$1.05B
$0 ﹤0.01%
+16
New +$377
BOTZ icon
668
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.55B
– –
-1
Closed –
CIEN icon
669
Ciena
CIEN
$54.9B
– –
-100
Closed -$5K
CLSK icon
670
CleanSpark
CLSK
$2.97B
– –
-75
Closed –
COF icon
671
Capital One
COF
$134B
– –
-20
Closed -$1K
COHR icon
672
Coherent
COHR
$63.6B
– –
-2
Closed –
DOYU
673
DouYu International Holdings
DOYU
$134M
– –
-1
Closed –
EDIT icon
674
Editas Medicine
EDIT
$432M
– –
-100
Closed -$3K
CHRN
675
ChronoScale Holdings
CHRN
$2.82B
$0 ﹤0.01%
4
– –
25 26
27
28 29

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Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.