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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$66.5M
Cap. Flow
+$48.5M
Cap. Flow %
15.21%
Top 10 Hldgs %
60.16%
Holding
729
New
89
Increased
156
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.3M
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$14.7M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$14.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$14.7M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$13.5M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$28.9M
2
EWA icon
iShares MSCI Australia ETF
EWA
+$14.6M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$14.2M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.1M
5
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$4.09M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Industrials 4.35%
3 Consumer Discretionary 4.04%
4 Healthcare 2.06%
5 Financials 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RELX icon
651
RELX
RELX
$62B
$1K ﹤0.01%
50
– –
SNAP icon
652
Snap
SNAP
$9.01B
$1K ﹤0.01%
70
– –
SPB icon
653
Spectrum Brands
SPB
$2.07B
$1K ﹤0.01%
13
-1
-7% -$57
TDOC icon
654
Teladoc Health
TDOC
$1.3B
$1K ﹤0.01%
15
-1,000
-99% -$76.1K
TEF
655
DELISTED
Telefonica
TEF
$1K ﹤0.01%
191
– –
TM icon
656
Toyota
TM
$225B
$1K ﹤0.01%
+10
New +$1.4K
TPR icon
657
Tapestry
TPR
$32.8B
$1K ﹤0.01%
30
– –
UVE icon
658
Universal Insurance Holdings
UVE
$1.23B
$1K ﹤0.01%
53
– –
VTRS icon
659
Viatris
VTRS
$18.9B
$1K ﹤0.01%
33
– –
JBTM
660
JBT Marel
JBTM
$6.39B
$1K ﹤0.01%
12
– –
PACW
661
DELISTED
PacWest Bancorp
PACW
$1K ﹤0.01%
30
– –
AVTA
662
DELISTED
Avantax, Inc. Common Stock
AVTA
$1K ﹤0.01%
20
– –
DBD
663
DELISTED
Diebold Nixdorf Incorporated
DBD
$1K ﹤0.01%
129
– –
DRE
664
DELISTED
Duke Realty Corp.
DRE
$1K ﹤0.01%
33
– –
NBEV
665
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
$1K ﹤0.01%
300
+200
+200% +$473
BMY.RT
666
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$1K ﹤0.01%
+322
New +$837
TVIX
667
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
$1K ﹤0.01%
+20
New +$1.72K
ADNT icon
668
Adient
ADNT
$1.5B
$0 ﹤0.01%
10
+2
+25% +$44
ALGT icon
669
Allegiant Air
ALGT
$2.57B
– –
-50
Closed -$7K
CATH icon
670
Global X S&P 500 Catholic Values ETF
CATH
$1.34B
$0 ﹤0.01%
5
+4
+400% +$151
CHD icon
671
Church & Dwight Co
CHD
$24.5B
– –
-80
Closed -$6K
COHR icon
672
Coherent
COHR
$74.2B
$0 ﹤0.01%
+2
New +$64
COLD icon
673
Americold
COLD
$4.27B
– –
-70
Closed -$3K
CVNA icon
674
Carvana
CVNA
$77.9B
– –
-1,500
Closed -$20K
CVU icon
675
CPI Aerostructures
CVU
$68.5M
$0 ﹤0.01%
1
– –
25 26
27
28 29

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Tradewinds Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Tradewinds Capital Management held 729 positions worth $319M, up 26% from $252M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Tradewinds Capital Management deployed $48.5M of net new capital in Q4 2019, opening 89 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $28.9M trimmed.

  • Tradewinds Capital Management's largest Q4 2019 buy was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $28.9M.
  • Tradewinds Capital Management fully exited SPDR Solactive Germany ETF in Q4 2019, selling an estimated $1.38M.
  • Tradewinds Capital Management's ten largest holdings make up 60% of its $319M portfolio in Q4 2019.
  • Tradewinds Capital Management opened 89 new positions and closed 28 in Q4 2019.
  • Tradewinds Capital Management's portfolio value rose 26% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.