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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.96%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$252M
AUM Growth
+$7.38M
Cap. Flow
+$5.26M
Cap. Flow %
2.09%
Top 10 Hldgs %
67.32%
Holding
672
New
55
Increased
127
Reduced
53
Closed
31

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.7M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.2M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$13.8M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$3.91M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.57M

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$17M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$9.99M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.66M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$5.22M
5
EWP icon
iShares MSCI Spain ETF
EWP
+$3.88M

Sector Composition

Rank Sector Weight
1 Technology 21.52%
2 Industrials 5.39%
3 Consumer Discretionary 4.66%
4 Financials 2.32%
5 Consumer Staples 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VVX icon
651
V2X
VVX
$2.65B
$0 ﹤0.01%
1
– –
GAP
652
The Gap Inc
GAP
$7.37B
– –
-46
Closed -$1K
TBCH
653
Turtle Beach Corp
TBCH
$277M
$0 ﹤0.01%
20
– –
XYZ
654
Block Inc
XYZ
$47.5B
– –
-35
Closed -$3K
NVTA
655
DELISTED
Invitae Corporation
NVTA
$0 ﹤0.01%
+10
New +$236
AVTA
656
DELISTED
Avantax, Inc. Common Stock
AVTA
$0 ﹤0.01%
+20
New +$504
RAD
657
DELISTED
Rite Aid Corporation
RAD
$0 ﹤0.01%
25
– –
NBEV
658
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
$0 ﹤0.01%
100
– –
GPL
659
DELISTED
Great Panther Mining Limited
GPL
$0 ﹤0.01%
66
– –
WORK
660
DELISTED
Slack Technologies, Inc.
WORK
$0 ﹤0.01%
12
– –
GLUU
661
DELISTED
Glu Mobile Inc.
GLUU
– –
-350
Closed -$3K
ZGBR
662
DELISTED
SPDR Solactive United Kingdom ETF
ZGBR
– –
-49
Closed -$2K
MNK
663
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$0 ﹤0.01%
3
– –
CTST
664
DELISTED
CannTrust Holdings Inc. Common Share
CTST
– –
-100
Closed -$1K
PEGI
665
DELISTED
Pattern Energy Group Inc. Class A
PEGI
– –
-23
Closed -$1K
CRAY
666
DELISTED
Cray, Inc.
CRAY
– –
-512
Closed -$18K
APU
667
DELISTED
AmeriGas Partners, L.P.
APU
– –
-500
Closed -$17K
DATA
668
DELISTED
Tableau Software, Inc.
DATA
– –
-89
Closed -$15K
LLL
669
DELISTED
L3 Technologies, Inc.
LLL
– –
-41
Closed -$10K
ESV
670
DELISTED
Ensco Rowan plc
ESV
– –
-5,325
Closed -$45K
FTR
671
DELISTED
Frontier Communications Corp.
FTR
$0 ﹤0.01%
36
– –
SPN
672
DELISTED
Superior Energy Services, Inc.
SPN
– –
-57
Closed -$1K
23 24 25 26
27

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Tradewinds Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Tradewinds Capital Management held 672 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Tradewinds Capital Management's Q3 2019 filing shows 55 new, 127 increased, 53 reduced and 31 closed positions. Its largest new stake was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $17M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2019 buy was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M.
  • Tradewinds Capital Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $17M.
  • Tradewinds Capital Management fully exited Chipotle Mexican Grill in Q3 2019, selling an estimated $147K.
  • Tradewinds Capital Management's ten largest holdings make up 67% of its $252M portfolio in Q3 2019.
  • Tradewinds Capital Management opened 55 new positions and closed 31 in Q3 2019.
  • Tradewinds Capital Management's portfolio value rose 3% quarter-over-quarter to $252M.

Based on Tradewinds Capital Management's 13F filing for Q3 2019, filed 17 Oct 2019.