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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+11.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$273M
AUM Growth
+$69.5M
Cap. Flow
+$42.8M
Cap. Flow %
15.68%
Top 10 Hldgs %
61.32%
Holding
683
New
34
Increased
82
Reduced
106
Closed
63

Top Buys

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.4M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$13.8M
3
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$12.7M
4
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$12.7M
5
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$12.2M

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$16.9M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$12.7M
3
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$11.7M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11M
5
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Industrials 4.91%
3 Consumer Discretionary 3.65%
4 Healthcare 1.96%
5 Financials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLSA icon
651
Tiziana Life Sciences
TLSA
$127M
$0 ﹤0.01%
100
+10
+11% +$12
USL icon
652
United States 12 Month Oil Fund,
USL
$43.3M
– –
-128
Closed -$2K
VBR icon
653
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
– –
-24
Closed -$3K
VCIT icon
654
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
– –
-1,093
Closed -$91K
VDC icon
655
Vanguard Consumer Staples ETF
VDC
$7.99B
– –
-22
Closed -$3K
VGIT icon
656
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
– –
-79
Closed -$5K
VGSH icon
657
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
– –
-340
Closed -$20K
VMBS icon
658
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
– –
-64
Closed -$3K
VTV icon
659
Vanguard Morningstar Value ETF
VTV
$191B
– –
-45
Closed -$4K
VVX icon
660
V2X
VVX
$2.65B
$0 ﹤0.01%
1
– –
WPC icon
661
W.P. Carey
WPC
$16.4B
– –
-1,012
Closed -$65K
WPRT
662
Westport Fuel Systems
WPRT
$35.7M
– –
-100
Closed -$1K
TBCH
663
Turtle Beach Corp
TBCH
$277M
$0 ﹤0.01%
20
– –
RAD
664
DELISTED
Rite Aid Corporation
RAD
$0 ﹤0.01%
25
– –
NVCN
665
DELISTED
Neovasc Inc.
NVCN
– –
0
– –
Y
666
DELISTED
Alleghany Corp
Y
– –
-36
Closed -$22K
GWPH
667
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-200
Closed -$19K
MNK
668
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$0 ﹤0.01%
3
– –
INAP
669
DELISTED
Internap Corporation
INAP
– –
-10
Closed –
PEGI
670
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$0 ﹤0.01%
22
– –
MXWL
671
DELISTED
Maxwell Technologies Inc
MXWL
– –
-589
Closed -$1K
ESL
672
DELISTED
Esterline Technologies
ESL
– –
-1,500
Closed -$182K
NFX
673
DELISTED
Newfield Exploration
NFX
– –
-64
Closed -$1K
ATHN
674
DELISTED
Athenahealth, Inc.
ATHN
– –
-300
Closed -$40K
GOV
675
DELISTED
Government Properties Income Trust
GOV
– –
-215
Closed -$1K
24 25 26
27
28

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Tradewinds Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Tradewinds Capital Management held 683 positions worth $273M, up 34% from $203M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Tradewinds Capital Management deployed $42.8M of net new capital in Q1 2019, opening 34 new positions and adding to 82 existing holdings. Its largest new stake was Schwab Intermediately-Term US Treasury ETF: 1,069,496 shares worth $28.8M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 21% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $16.9M trimmed.

  • Tradewinds Capital Management's largest Q1 2019 buy was Schwab Intermediately-Term US Treasury ETF: 1,069,496 shares worth $28.8M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q1 2019, an estimated $12.7M increase.
  • Tradewinds Capital Management's biggest Q1 2019 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $16.9M.
  • Tradewinds Capital Management fully exited Invesco S&P 500 Equal Weight Energy ETF in Q1 2019, selling an estimated $10.1M.
  • Tradewinds Capital Management's ten largest holdings make up 61% of its $273M portfolio in Q1 2019.
  • Tradewinds Capital Management opened 34 new positions and closed 63 in Q1 2019.
  • Tradewinds Capital Management's portfolio value rose 34% quarter-over-quarter to $273M.

Based on Tradewinds Capital Management's 13F filing for Q1 2019, filed 23 Apr 2019.