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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-13.25%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$203M
AUM Growth
-$57.5M
Cap. Flow
-$22.3M
Cap. Flow %
-10.95%
Top 10 Hldgs %
63.99%
Holding
723
New
58
Increased
84
Reduced
132
Closed
73

Top Buys

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$12.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$12.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$11.3M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$5.02M
5
BANR icon
Banner Corp
BANR
+$1.17M

Top Sells

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$20.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.6M
3
MLPA icon
Global X MLP ETF
MLPA
+$11.1M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.94M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.13M

Sector Composition

Rank Sector Weight
1 Technology 21.49%
2 Industrials 5.7%
3 Consumer Discretionary 4.47%
4 Healthcare 2.69%
5 Financials 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KEYS icon
651
Keysight
KEYS
$58.3B
$0 ﹤0.01%
1
– –
LAND
652
Gladstone Land Corp
LAND
$360M
– –
-401
Closed -$5K
LEN.B icon
653
Lennar Class B
LEN.B
$20.8B
$0 ﹤0.01%
2
– –
LHX icon
654
L3Harris
LHX
$53.4B
$0 ﹤0.01%
3
– –
MAS icon
655
Masco
MAS
$15.3B
– –
-500
Closed -$18K
MJ icon
656
Amplify Alternative Harvest ETF
MJ
$105M
$0 ﹤0.01%
2
– –
MTSI icon
657
MACOM Technology Solutions
MTSI
$23.7B
$0 ﹤0.01%
18
– –
NAK
658
Northern Dynasty Minerals
NAK
$958M
$0 ﹤0.01%
600
– –
NGD
659
DELISTED
New Gold Inc
NGD
$0 ﹤0.01%
126
-400
-76% -$323
NKTR icon
660
Nektar Therapeutics
NKTR
$2.58B
– –
0
– –
NMM icon
661
Navios Maritime Partners
NMM
$2.26B
– –
-7
Closed –
NXPI icon
662
NXP Semiconductors
NXPI
$60.4B
– –
-25
Closed -$2K
OTTR icon
663
Otter Tail
OTTR
$3.94B
– –
-80
Closed -$4K
PLUG icon
664
Plug Power
PLUG
$3.04B
$0 ﹤0.01%
80
– –
PRTA icon
665
Prothena Corp
PRTA
$450M
– –
-2
Closed –
PSA icon
666
Public Storage
PSA
$61.3B
– –
-52
Closed -$11K
QLD icon
667
ProShares Ultra QQQ
QLD
$14.1B
– –
-240
Closed -$3K
ROM icon
668
ProShares Ultra Technology
ROM
$1.29B
– –
-360
Closed -$5K
RSPD icon
669
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$337M
– –
-510
Closed -$18K
RSPN icon
670
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.14B
– –
-52,285
Closed -$1.32M
RSPS icon
671
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$257M
– –
-1,005
Closed -$26K
RWO icon
672
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
– –
-5
Closed –
SBR
673
Sabine Royalty Trust
SBR
$1.05B
– –
-100
Closed -$4K
SHOP icon
674
Shopify
SHOP
$195B
– –
-2,000
Closed -$33K
SJT
675
San Juan Basin Royalty Trust
SJT
$118M
– –
-500
Closed -$2K
25 26
27
28 29

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Tradewinds Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Tradewinds Capital Management held 723 positions worth $203M, down 22% from $261M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Tradewinds Capital Management withdrew a net $22.3M in Q4 2018, closing 73 positions and reducing 132 holdings. Its most notable exit was WisdomTree Dynamic Long/Short U.S. Equity Fund, an estimated $4.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in Invesco S&P 500 Equal Weight Energy ETF worth $10.1M.

  • Tradewinds Capital Management's largest Q4 2018 buy was Invesco S&P 500 Equal Weight Energy ETF: 233,430 shares worth $10.1M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q4 2018, an estimated $12.3M increase.
  • Tradewinds Capital Management's biggest Q4 2018 reduction was Invesco S&P 500 Equal Weight Health Care ETF, cutting an estimated $20.3M.
  • Tradewinds Capital Management fully exited WisdomTree Dynamic Long/Short U.S. Equity Fund in Q4 2018, selling an estimated $4.13M.
  • Tradewinds Capital Management's ten largest holdings make up 64% of its $203M portfolio in Q4 2018.
  • Tradewinds Capital Management opened 58 new positions and closed 73 in Q4 2018.
  • Tradewinds Capital Management's portfolio value fell 22% quarter-over-quarter to $203M.

Based on Tradewinds Capital Management's 13F filing for Q4 2018, filed 31 Jan 2019.