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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$223M
AUM Growth
+$18.1M
Cap. Flow
+$16.8M
Cap. Flow %
7.55%
Top 10 Hldgs %
56.22%
Holding
780
New
45
Increased
94
Reduced
101
Closed
118

Top Buys

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$12.5M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$12.1M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$11.4M
4
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$11.4M
5
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$9.39M

Top Sells

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$15.7M
2
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$12.3M
3
EWP icon
iShares MSCI Spain ETF
EWP
+$12.3M
4
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$8.46M
5
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.97M

Sector Composition

Rank Sector Weight
1 Technology 19.32%
2 Industrials 5.94%
3 Consumer Discretionary 4.1%
4 Healthcare 2.74%
5 Financials 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CROX icon
651
Crocs
CROX
$6.55B
$0 ﹤0.01%
25
– –
CSQ icon
652
Calamos Strategic Total Return Fund
CSQ
$3.35B
– –
-3,041
Closed -$37K
CVU icon
653
CPI Aerostructures
CVU
$68.5M
$0 ﹤0.01%
1
– –
DBA icon
654
Invesco DB Agriculture Fund
DBA
$1.23B
– –
-290
Closed -$5K
DDD icon
655
3D Systems Corp
DDD
$613M
$0 ﹤0.01%
40
– –
EBND icon
656
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.29B
– –
-4
Closed –
EMLC icon
657
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.84B
– –
-69
Closed -$3K
ETY icon
658
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
– –
-800
Closed -$10K
FDN icon
659
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
– –
-15
Closed -$2K
FLOT icon
660
iShares Floating Rate Bond ETF
FLOT
$10.3B
– –
-164
Closed -$8K
FNDA icon
661
Schwab Fundamental US Small Company Index ETF
FNDA
$9.38B
– –
-164
Closed -$3K
FNDC icon
662
Schwab Fundamental International Small Company Index ETF
FNDC
$3.16B
– –
-44
Closed -$2K
FNDE icon
663
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.81B
– –
-67
Closed -$2K
FNDX icon
664
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
– –
-342
Closed -$4K
FNDF icon
665
Schwab Fundamental International Large Company Index ETF
FNDF
$25.5B
– –
-103
Closed -$3K
FURY
666
Fury Gold Mines
FURY
$114M
– –
-9,121
Closed -$33K
GAU
667
Galiano Gold
GAU
$538M
– –
-10,000
Closed -$7K
GDV icon
668
Gabelli Dividend & Income Trust
GDV
$2.66B
– –
-2,000
Closed -$47K
GDX icon
669
VanEck Gold Miners ETF
GDX
$27.4B
– –
-50
Closed -$1K
HAIN icon
670
Hain Celestial
HAIN
$53.7M
$0 ﹤0.01%
6
– –
HAS icon
671
Hasbro
HAS
$13.2B
$0 ﹤0.01%
3
– –
HASI icon
672
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.2B
$0 ﹤0.01%
19
– –
HBI
673
DELISTED
Hanesbrands
HBI
– –
-832
Closed -$17K
HIO
674
Western Asset High Income Opportunity Fund
HIO
$340M
– –
-1,000
Closed -$5K
HLIT icon
675
Harmonic Inc
HLIT
$1.28B
$0 ﹤0.01%
32
– –
25 26
27
28 29

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Tradewinds Capital Management's Q1 2018 Portfolio in Review

As of Q1 2018, Tradewinds Capital Management held 780 positions worth $223M, up 8.8% from $205M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management deployed $16.8M of net new capital in Q1 2018, opening 45 new positions and adding to 94 existing holdings. Its largest new stake was State Street SPDR Bloomberg International Treasury Bond ETF: 322,956 shares worth $9.53M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 21% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio Europe ETF, an estimated $15.7M trimmed.

  • Tradewinds Capital Management's largest Q1 2018 buy was State Street SPDR Bloomberg International Treasury Bond ETF: 322,956 shares worth $9.53M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Financials ETF in Q1 2018, an estimated $12.5M increase.
  • Tradewinds Capital Management's biggest Q1 2018 reduction was State Street SPDR Portfolio Europe ETF, cutting an estimated $15.7M.
  • Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q1 2018, selling an estimated $801K.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $223M portfolio in Q1 2018.
  • Tradewinds Capital Management opened 45 new positions and closed 118 in Q1 2018.
  • Tradewinds Capital Management's portfolio value rose 8.8% quarter-over-quarter to $223M.

Based on Tradewinds Capital Management's 13F filing for Q1 2018, filed 2 May 2018.