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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$1.48M
Cap. Flow %
-0.72%
Top 10 Hldgs %
56.5%
Holding
787
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

Rank Stock Value
1
EWP icon
iShares MSCI Spain ETF
EWP
+$12.1M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$5.5M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.85M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.84M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.74M

Top Sells

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11.6M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.59M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$920K

Sector Composition

Rank Sector Weight
1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OR icon
651
OR Royalties Inc
OR
$6.02B
$1K ﹤0.01%
90
– –
PBW icon
652
Invesco WilderHill Clean Energy ETF
PBW
$416M
$1K ﹤0.01%
59
-61
-51% -$1.5K
PPBI
653
DELISTED
Pacific Premier Bancorp
PPBI
$1K ﹤0.01%
34
– –
RWO icon
654
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$1K ﹤0.01%
+15
New +$724
SITC icon
655
SITE Centers
SITC
$171M
$1K ﹤0.01%
94
– –
SOXX icon
656
iShares Semiconductor ETF
SOXX
$48.1B
$1K ﹤0.01%
+15
New +$853
SPHB icon
657
Invesco S&P 500 High Beta ETF
SPHB
$1.04B
$1K ﹤0.01%
30
– –
SSRM icon
658
SSR Mining
SSRM
$6.03B
$1K ﹤0.01%
90
– –
TAN icon
659
Invesco Solar ETF
TAN
$1.45B
$1K ﹤0.01%
+46
New +$1.1K
TBF icon
660
ProShares Short 20+ Year Treasury ETF
TBF
$104M
$1K ﹤0.01%
67
– –
TDOC icon
661
Teladoc Health
TDOC
$1.26B
$1K ﹤0.01%
+15
New +$498
TEF
662
DELISTED
Telefonica
TEF
$1K ﹤0.01%
191
– –
TTD icon
663
Trade Desk
TTD
$8.92B
$1K ﹤0.01%
+160
New +$883
UEC icon
664
Uranium Energy
UEC
$5.27B
$1K ﹤0.01%
440
– –
UVE icon
665
Universal Insurance Holdings
UVE
$1.23B
$1K ﹤0.01%
51
+1
+2% +$25
VEEV icon
666
Veeva Systems
VEEV
$34.5B
$1K ﹤0.01%
+22
New +$1.29K
VMBS icon
667
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$1K ﹤0.01%
+23
New +$1.21K
VNQI icon
668
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$1K ﹤0.01%
+14
New +$841
BSCO
669
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$1K ﹤0.01%
+53
New +$1.11K
RAD
670
DELISTED
Rite Aid Corporation
RAD
$1K ﹤0.01%
25
– –
MTEM
671
DELISTED
Molecular Templates, Inc.
MTEM
$1K ﹤0.01%
+7
New +$879
GPL
672
DELISTED
Great Panther Mining Limited
GPL
$1K ﹤0.01%
66
– –
MNK
673
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$1K ﹤0.01%
36
– –
INAP
674
DELISTED
Internap Corporation
INAP
$1K ﹤0.01%
+41
New +$696
GM.WS.B
675
DELISTED
General Motors Company
GM.WS.B
$1K ﹤0.01%
35
– –
25 26
27
28 29

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Tradewinds Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Tradewinds Capital Management held 787 positions worth $205M, up 4.6% from $196M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2017 filing shows 95 new, 97 increased, 106 reduced and 51 closed positions. Its largest new stake was iShares MSCI Spain ETF: 366,707 shares worth $12M. The largest sale was Invesco S&P 500 Equal Weight Financials ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2017 buy was iShares MSCI Spain ETF: 366,707 shares worth $12M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Europe ETF in Q4 2017, an estimated $5.5M increase.
  • Tradewinds Capital Management's biggest Q4 2017 reduction was Invesco S&P 500 Equal Weight Financials ETF, cutting an estimated $11.6M.
  • Tradewinds Capital Management fully exited Fortis in Q4 2017, selling an estimated $116K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $205M portfolio in Q4 2017.
  • Tradewinds Capital Management opened 95 new positions and closed 51 in Q4 2017.
  • Tradewinds Capital Management's portfolio value rose 4.6% quarter-over-quarter to $205M.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.