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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.44%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$159M
AUM Growth
+$7.07M
Cap. Flow
-$560K
Cap. Flow %
-0.35%
Top 10 Hldgs %
47.31%
Holding
772
New
100
Increased
124
Reduced
105
Closed
71

Top Buys

Rank Stock Value
1
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$967K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$854K
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$499K
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$462K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.41M
2
SE
Spectra Energy Corp Wi
SE
+$365K
3
MA icon
Mastercard
MA
+$330K
4
STJ
St Jude Medical
STJ
+$314K
5
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$268K

Sector Composition

Rank Sector Weight
1 Technology 22.62%
2 Industrials 6.96%
3 Consumer Discretionary 5.23%
4 Healthcare 3.99%
5 Financials 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHR
651
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$1K ﹤0.01%
34
– –
SYNA icon
652
Synaptics
SYNA
$3.98B
$1K ﹤0.01%
+14
New +$752
UEC icon
653
Uranium Energy
UEC
$5.31B
$1K ﹤0.01%
440
– –
VIRT icon
654
Virtu Financial
VIRT
$5.06B
$1K ﹤0.01%
50
– –
WPRT
655
Westport Fuel Systems
WPRT
$34.6M
$1K ﹤0.01%
100
– –
YUMC icon
656
Yum China
YUMC
$16.4B
$1K ﹤0.01%
39
– –
GAP
657
The Gap Inc
GAP
$7.35B
$1K ﹤0.01%
46
– –
NVCN
658
DELISTED
Neovasc Inc.
NVCN
– –
0
– –
LM
659
DELISTED
Legg Mason, Inc.
LM
$1K ﹤0.01%
20
– –
GM.WS.B
660
DELISTED
General Motors Company
GM.WS.B
$1K ﹤0.01%
35
– –
SN
661
DELISTED
Sanchez Energy Corporation
SN
$1K ﹤0.01%
100
– –
JUNO
662
DELISTED
Juno Therapeutics, Inc.
JUNO
$1K ﹤0.01%
28
-200
-88% -$4.29K
ATW
663
DELISTED
Atwood Oceanics
ATW
$1K ﹤0.01%
72
– –
IIP
664
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$1K ﹤0.01%
165
– –
WLL
665
DELISTED
Whiting Petroleum Corporation
WLL
– –
0
– –
FTR
666
DELISTED
Frontier Communications Corp.
FTR
$1K ﹤0.01%
37
– –
TI
667
DELISTED
Telecom Italia
TI
$1K ﹤0.01%
+122
New +$1.05K
HRG
668
DELISTED
HRG Group, Inc.
HRG
$1K ﹤0.01%
32
– –
ACTG icon
669
Acacia Research
ACTG
$441M
– –
-750
Closed -$5K
ADNT icon
670
Adient
ADNT
$1.55B
– –
-66
Closed -$4K
AMWD
671
DELISTED
American Woodmark
AMWD
– –
-40
Closed -$3K
BB icon
672
BlackBerry
BB
$5.15B
$0 ﹤0.01%
40
– –
BLDP
673
Ballard Power Systems
BLDP
$778M
$0 ﹤0.01%
20
– –
BND icon
674
Vanguard Total Bond Market
BND
$158B
– –
-251
Closed -$20K
CAAS icon
675
China Automotive Systems
CAAS
$133M
– –
-750
Closed -$4K
25 26
27
28 29

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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, Tradewinds Capital Management held 772 positions worth $159M, up 4.7% from $152M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q1 2017 filing shows 100 new, 124 increased, 105 reduced and 71 closed positions. Its largest new stake was Fortis: 3,249 shares worth $108K. The largest sale was Schwab US Large-Cap Growth ETF, an estimated $3.41M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q1 2017 buy was Fortis: 3,249 shares worth $108K.
  • Tradewinds Capital Management added most to Schwab US Large-Cap Value ETF in Q1 2017, an estimated $1.8M increase.
  • Tradewinds Capital Management's biggest Q1 2017 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $3.41M.
  • Tradewinds Capital Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $365K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $159M portfolio in Q1 2017.
  • Tradewinds Capital Management opened 100 new positions and closed 71 in Q1 2017.
  • Tradewinds Capital Management's portfolio value rose 4.7% quarter-over-quarter to $159M.

Based on Tradewinds Capital Management's 13F filing for Q1 2017, filed 3 May 2017.