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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.08%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$1.07M
Cap. Flow %
-0.75%
Top 10 Hldgs %
47.3%
Holding
738
New
90
Increased
138
Reduced
68
Closed
44

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.84M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.44M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$675K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$606K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$487K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.15M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
+$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$967K
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
5
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$867K

Sector Composition

Rank Sector Weight
1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AG icon
651
First Majestic Silver
AG
$9.07B
– –
-250
Closed -$3K
BB icon
652
BlackBerry
BB
$5.26B
$0 ﹤0.01%
40
– –
BLDP
653
Ballard Power Systems
BLDP
$790M
$0 ﹤0.01%
20
– –
CLB icon
654
Core Laboratories
CLB
$521M
– –
-50
Closed -$6K
CLNE icon
655
Clean Energy Fuels
CLNE
$346M
$0 ﹤0.01%
+100
New +$382
COOP
656
DELISTED
Mr. Cooper
COOP
– –
0
– –
CROX icon
657
Crocs
CROX
$6.55B
$0 ﹤0.01%
25
– –
CVEO icon
658
Civeo
CVEO
$318M
– –
0
– –
DLR icon
659
Digital Realty Trust
DLR
$71.7B
– –
-60
Closed -$7K
EMBJ
660
Embraer S.A. ADS
EMBJ
$13B
$0 ﹤0.01%
+24
New +$461
EXAS
661
DELISTED
Exact Sciences
EXAS
– –
-300
Closed -$4K
GEO icon
662
The GEO Group
GEO
$4.1B
– –
-375
Closed -$9K
GLAD icon
663
Gladstone Capital
GLAD
$446M
$0 ﹤0.01%
2
– –
GREK
664
Global X MSCI Greece ETF
GREK
$316M
– –
-117
Closed -$3K
HLIT icon
665
Harmonic Inc
HLIT
$1.28B
$0 ﹤0.01%
32
– –
IBND icon
666
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$463M
$0 ﹤0.01%
+9
New +$299
LHX icon
667
L3Harris
LHX
$53.4B
$0 ﹤0.01%
3
– –
MCHI icon
668
iShares MSCI China ETF
MCHI
$6.38B
$0 ﹤0.01%
2
– –
MLPA icon
669
Global X MLP ETF
MLPA
$2.26B
$0 ﹤0.01%
+3
New +$207
MUE
670
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
– –
-58,317
Closed -$867K
MVIS icon
671
Microvision
MVIS
$78.9M
$0 ﹤0.01%
21
– –
NWN icon
672
Northwest Natural Holdings
NWN
$2.12B
– –
-200
Closed -$13K
OESX icon
673
Orion Energy Systems
OESX
$80.6M
$0 ﹤0.01%
20
– –
PCH
674
DELISTED
PotlatchDeltic
PCH
– –
-2,000
Closed -$68K
PCY icon
675
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$0 ﹤0.01%
+11
New +$333
25 26
27
28 29

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PDL
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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tradewinds Capital Management held 738 positions worth $143M, up 2.2% from $140M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q3 2016 filing shows 90 new, 138 increased, 68 reduced and 44 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K. The largest sale was Microsoft, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2016 buy was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K.
  • Tradewinds Capital Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $1.84M increase.
  • Tradewinds Capital Management's biggest Q3 2016 reduction was Microsoft, cutting an estimated $1.15M.
  • Tradewinds Capital Management fully exited NUVEEN INVESTMENT QLTY MUNI FD in Q3 2016, selling an estimated $1.02M.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $143M portfolio in Q3 2016.
  • Tradewinds Capital Management opened 90 new positions and closed 44 in Q3 2016.
  • Tradewinds Capital Management's portfolio value rose 2.2% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.