TCM

Tradewinds Capital Management Portfolio holdings

AUM $398M
1-Year Return 18.61%
This Quarter Return
+4.04%
1 Year Return
+18.61%
3 Year Return
+43.43%
5 Year Return
+80.73%
10 Year Return
+216.16%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$1.01M
Cap. Flow %
-0.71%
Top 10 Hldgs %
47.3%
Holding
744
New
92
Increased
139
Reduced
68
Closed
44

Top Buys

1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$1.79M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$1.41M
3
MDYG icon
SPDR S&P 400 Mid Cap Growth ETF
MDYG
$673K
4
SLYG icon
SPDR S&P 600 Small Cap Growth ETF
SLYG
$617K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$483K

Top Sells

1
MSFT icon
Microsoft
MSFT
$1.18M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
$967K
4
SCHV icon
Schwab US Large-Cap Value ETF
SCHV
$910K
5
MUE icon
BlackRock MuniHoldings Quality Fund II
MUE
$867K

Sector Composition

1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AG icon
651
First Majestic Silver
AG
$4.47B
– –
-250
Closed -$3K
BB icon
652
BlackBerry
BB
$2.31B
$0 ﹤0.01%
40
– –
BLDP
653
Ballard Power Systems
BLDP
$598M
$0 ﹤0.01%
20
– –
BUI icon
654
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$612M
– –
0
– -$9K
CBON icon
655
VanEck China Bond ETF
CBON
$17.9M
– –
0
– –
CLB icon
656
Core Laboratories
CLB
$592M
– –
-50
Closed -$6K
CLNE icon
657
Clean Energy Fuels
CLNE
$546M
$0 ﹤0.01%
+100
New –
COOP icon
658
Mr. Cooper
COOP
$13.6B
– –
0
– –
CROX icon
659
Crocs
CROX
$4.72B
$0 ﹤0.01%
25
– –
CVEO icon
660
Civeo
CVEO
$294M
– –
0
– –
DLR icon
661
Digital Realty Trust
DLR
$55.7B
– –
-60
Closed -$7K
EP.PRC icon
662
El Paso Energy Capital Trust I
EP.PRC
$218M
– –
0
– -$10K
ERJ icon
663
Embraer
ERJ
$11.2B
$0 ﹤0.01%
+24
New –
ETY icon
664
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.5B
– –
0
– -$8K
EXAS icon
665
Exact Sciences
EXAS
$10.2B
– –
-300
Closed -$4K
GEO icon
666
The GEO Group
GEO
$2.92B
– –
-375
Closed -$9K
GLAD icon
667
Gladstone Capital
GLAD
$582M
$0 ﹤0.01%
2
– –
GREK icon
668
Global X MSCI Greece ETF
GREK
$303M
– –
-117
Closed -$3K
HLIT icon
669
Harmonic Inc
HLIT
$1.14B
$0 ﹤0.01%
32
– –
IBND icon
670
SPDR Bloomberg International Corporate Bond ETF
IBND
$449M
$0 ﹤0.01%
+9
New –
LHX icon
671
L3Harris
LHX
$51B
$0 ﹤0.01%
3
– –
MCHI icon
672
iShares MSCI China ETF
MCHI
$7.91B
$0 ﹤0.01%
2
– –
MLPA icon
673
Global X MLP ETF
MLPA
$1.83B
$0 ﹤0.01%
+3
New –
MUE icon
674
BlackRock MuniHoldings Quality Fund II
MUE
$213M
– –
-58,317
Closed -$867K
MVIS icon
675
Microvision
MVIS
$334M
$0 ﹤0.01%
313
– –
25 26
27
28 29